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Article 9
Convention
on the Means of Prohibiting and
Preventing the Illicit Import, Export and Transfer of
Ownership of Cultural Property
The General Conference
of the United Nations Educational, Scientific and Cultural Organization,
meeting in Paris from 12 October to 14 November 1970, at its sixteenth
session,
RECALLING the importance
of the provisions contained in the Declaration of the Principles of International
Cultural Co-operation, adopted by the General Conference at its fourteenth
session,
CONSIDERING that the
interchange of cultural property among nations for scientific, cultural
and educational purposes increases the knowledge of the civilization of
Man, enriches the cultural life of all peoples and inspires mutual respect
and appreciation among nations,
CONSIDERING that cultural
property constitutes one of the basic elements of civilization and national
culture, and that its true value can be appreciated only in relation to
the fullest possible information regarding its origin, history and traditional
setting,
CONSIDERING that it
is incumbent upon every State to protect the cultural property existing
within its territory against the dangers of theft, clandestine excavation,
and illicit export,
CONSIDERING that,
to avert these dangers, it is essential for every State to become increasingly
alive to the moral obligations to respect its own cultural heritage and
that of all nations,
CONSIDERING that,
as cultural institutions, museums, libraries and archives should ensure
that their collections are built up in accordance with universally recognized
moral principles,
CONSIDERING that the
illicit import, export and transfer of ownership of cultural property is
an obstacle to that understanding between nations which it is part of Unesco's
mission to promote by recommending to interested States, international
conventions to this end,
CONSIDERING that the
protection of cultural heritage can be effective only if organized both
nationally and internationally among States working in close co-operation,
CONSIDERING that the
Unesco General Conference adopted a Recommendation to this effect in 1964,
HAVING before it further
proposals on the means of prohibiting and preventing the illicit import,
export and transfer of ownership of cultural property, a question which
is on the agenda for the session as item 19,
HAVING decided, at
its fifteenth session, that this question should be made the subject of
an international convention,
ADOPT this Convention
on the fourteenth day of November 1970.
Article 1
For the purposes of
this Convention, the term "cultural property" means property which, on
religious or secular grounds, is specifically designated by each State
as being of importance for archaeology, prehistory, history, literature,
art or science and which belongs to the following categories:
-
Rare collections and specimens
of fauna, flora, minerals and anatomy, and objects of palaeontological
interest;
-
property relating to history,
including the history of science and technology and military and social
history, to the life of national leaders, thinkers, scientists and artists
and to events of national importance;
-
products of archaeological
excavations (including regular and clandestine) or of archaeological discoveries;
-
elements of artistic or
historical monuments or archaeological sites which have been dismembered;
-
antiquities more than
one hundred years old, such as inscriptions, coins and engraved seals;
-
objects of ethnological
interest;
-
property of artistic interest,
such as:
-
pictures, paintings and
drawings produced entirely by hand on any support and in any material (excluding
industrial designs and manufactured articles decorated by hand);
-
original works of statuary
art and sculpture in any material;
-
original engravings, prints
and lithographs;
-
original artistic assemblages
and montages in any material;
rare manuscripts and incunabula,
old books, documents and publications of special interest (historical,
artistic, scientific, literary, etc.) singly or in collections;postage,
revenue and similar stamps, singly or in collections;archives, including
sound, photographic and cinematographic archives;articles of furniture
more than one hundred years old and old musical instruments.
Article 2
1. The States Parties
to this Convention recognize that the illicit import, export and transfer
of ownership of cultural property is one of the main causes of the impoverishment
of the cultural heritage of the countries of origin of such property and
that international co-operation constitutes one of the most efficient means
of protecting each country's cultural property against all the dangers
resulting therefrom.
2. To this end, the
States Parties undertake to oppose such practices with the means at their
disposal, and particularly by removing their causes, putting a stop to
current practices, and by helping to make the necessary reparations.
Article 3
The import, export
or transfer of ownership of cultural property effected contrary to the
provisions adopted under this Convention by the States Parties thereto,
shall be illicit.
Article 4
The States Parties
to this Convention recognize that for the purpose of the Convention property
which belongs to the following categories forms part of the cultural heritage
of each State:
-
Cultural property created
by the individual or collective genius of nationals of the State concerned,
and cultural property of importance to the State concerned created within
the territory of that State by foreign nationals or stateless persons resident
within such territory;
-
cultural property found
within the national territory;
-
cultural property acquired
by archaeological, ethnological or natural science missions, with the consent
of the competent authorities of the country of origin of such property;
-
cultural property which
has been the subject of a freely agreed exchange;
cultural property
received as a gift or purchased legally with the consent of the competent
authorities of the country of origin of such property.
Article 5
To ensure the protection
of their cultural property against illicit import, export and transfer
of ownership, the States Parties to this Convention undertake, as appropriate
for each country, to set up within their territories one or more national
services, where such services do not already exist, for the protection
of the cultural heritage, with a qualified staff sufficient in number for
the effective carrying out of the following functions:
-
Contributing to the formation
of draft laws and regulations designed to secure the protection of the
cultural heritage and particularly prevention of the illicit import, export
and transfer of ownership of important cultural property;
-
establishing and keeping
up to date, on the basis of a national inventory of protected property,
a list of important public and private cultural property whose export would
constitute an appreciable impoverishment of the national cultural heritage;
-
promoting the development
or the establishment of scientific and technical institutions (museums,
libraries, archives, laboratories, workshops...) required to ensure the
preservation and presentation of cultural property;
-
organizing the supervision
of archaeological excavations, ensuring the preservation "in situ" of certain
cultural property, and protecting certain areas reserved for future archaeological
research;
-
establishing, for the
benefit of those concerned (curators, collectors, antique dealers, etc.)
rules in conformity with the ethical principles set forth in this convention;
and taking steps to ensure the observance of those rules;
-
taking educational measures
to stimulate and develop respect for the cultural heritage of all States,
and spreading knowledge of the provisions of this Convention;
-
seeing that appropriate
publicity is given to the disappearance of any items of cultural property.
Article 6
The States Parties
to this Convention undertake:
-
To introduce an appropriate
certificate in which the exporting State would specify that the export
of the cultural property in question is authorized. The certificate should
accompany all items of cultural property exported in accordance with the
regulations;
-
to prohibit the exportation
of cultural property from their territory unless accompanied by the above-mentioned
export certificate;
-
to publicize this prohibition
by appropriate means, particularly among persons likely to export or import
cultural property.
Article 7
The States Parties
to this Convention undertake:
-
To take the necessary
measures, consistent with national legislation, to prevent museums and
similar institutions within their territories from acquiring cultural property
originating in another State Party which has been illegally exported after
entry into force of this Convention, in the States concerned. Whenever
possible, to inform a State of origin Party to this Convention of an offer
of such cultural property illegally removed from that State after the entry
into force of this Convention in both States;
-
to prohibit the import
of cultural property stolen from a museum or a religious or secular public
monument or similar institution in another State Party to this Convention
after the entry into force of this Convention for the States concerned,
provided that such property is documented as appertaining to the inventory
of that institution,
-
at the request of the
State Party of origin, to take appropriate steps to recover and return
any such cultural property imported after the entry into force of this
Convention in both States concerned, provided, however, that the requesting
State shall pay just compensation to an innocent purchaser or to a person
who has valid title to that property. Requests for recovery and return
shall be made through diplomatic offices. The requesting Party shall furnish,
at its expense, the documentation and other evidence necessary to establish
its claim for recovery and return. The Parties shall impose no customs
duties or other charges upon cultural property returned pursuant to this
Article. All expenses incident to the return and delivery of the cultural
property shall be borne by the requesting Party.
Article 8
The States Parties
to this Convention undertake to impose penalties or administrative sanctions
on any person responsible for infringing the prohibitions referred to under
Articles 6(b) and 7(b) above.
Article 9
Any State Party to
this Convention whose cultural patrimony is in jeopardy from pillage of
archaeological or ethnological materials may call upon other States Parties
who are affected. The States Parties to this Convention undertake, in these
circumstances, to participate in a concerted international effort to determine
and to carry out the necessary concrete measures, including the control
of exports and imports and international commerce in the specific materials
concerned. Pending agreement each State concerned shall take provisional
measures to the extent feasible to prevent irremediable injury to the cultural
heritage of the requesting State.
Article 10
The States Parties
to this Convention undertake:
-
To restrict by education,
information and vigilance, movement of cultural property illegally removed
from any State Party to this Convention and, as appropriate for each country,
oblige antique dealers, subject to penal or administrative sanctions, to
maintain a register recording the origin of each item of cultural property,
names and addresses of the supplier, description and price of each item
sold and to inform the purchaser of the cultural property of the export
prohibition to which such property may be subject;
-
to endeavour by educational
means to create and develop in the public mind a realization of the value
of cultural property and the threat to the cultural heritage created by
theft, clandestine excavations and illicit exports.
Article 11
The export and transfer
of ownership of cultural property under compulsion arising directly or
indirectly from the occupation of a country by a foreignpower shall be
regarded as illicit.
Article 12
The States Parties
to this Convention shall respect the cultural heritage within the territories
for the international relations of which they are responsible, and shall
take all appropriate measures to prohibit and prevent the illicit import,
export and transfer of ownership of cultural property in such territories.
Article 13
The States Parties
to this Convention also undertake, consistent with the laws of each State:
-
To prevent by all appropriate
means transfers of ownership of cultural property likely to promote the
illicit import or export of such property;
-
to ensure that their competent
services co-operate in facilitating the earliest possible restitution of
illicitly exported cultural property to its rightful owner;
-
to admit actions for recovery
of lost or stolen items of cultural property brought by or on behalf of
the rightful owners;
-
to recognize the indefeasible
right of each State Party to this Convention to classify and declare certain
cultural property as inalienable which should therefore ipso facto not
be exported, and to facilitate recovery of such property by the State concerned
in cases where it has been exported.
Article 14
In order to prevent
illicit export and to meet the obligations arising from the implementation
of this Convention, each State Party to the Convention should, as far as
it is able, provide the national services responsible for the protection
of its cultural heritage with an adequate budget and, if necessary, should
set up a fund for this purpose.
Article 15
Nothing in this Convention
shall prevent States Parties thereto from concluding special agreements
among themselves or from continuing to implement agreements already concluded
regarding the restitution of cultural property removed, whatever the reason,
from its territory of origin, before the entry into force of this Convention
for the States concerned.
Article 16
The States Parties
to this Convention shall in their periodic reports submitted to the General
Conference of the United Nations Educational, Scientific and Cultural Organization
on dates and in a manner to be determined by it, give information on the
legislative and administrative provisions which they have adopted and other
action which they have taken for the application of this Convention, together
with details of the experience acquired in this field.
Article 17
1. The States Parties
to this Convention may call on the technical assistance of the United Nations
Educational, Scientific and Cultural Organization, particularly as regards:
-
Information and education;
-
consultation and expert
advice;
-
co-ordination and good
offices.
2. The United Nations
Educational, Scientific and Cultural Organization may, on its own initiative
conduct research and publish studies on matters relevant to the illicit
movement of cultural property.
3. To this end, the
United Nations Educational, Scientific and Cultural Organization may also
call on the co-operation of any competent non-governmental organization.
4. The United Nations
Educational, Scientific and Cultural Organization may, on its own initiative,
make proposals to States Parties to this Convention for its implementation.
5. At the request of
at least two States Parties to this Convention which are engaged in a dispute
over its implementation, UNESCO may extend its good offices to reach a
settlement between them.
Article 18
This Convention is
drawn up in English, French, Russian and Spanish, the four texts being
equally authoritative.
Article 19
1. This Convention
shall be subject to ratification or acceptance by States members of the
United Nations Educational, Scientific and Cultural Organization in accordance
with their respective constitutional procedures.
2. The instruments
of ratification or acceptance shall be deposited with the Director-General
of the United Nations Educational, Scientific and Cultural Organization.
Article 20
1. This Convention
shall be open to accession by all States not members of the United Nations
Educational, Scientific and Cultural Organization which are invited to
accede to it by the Executive Board of the Organization.
2. Accession shall
be effected by the deposit of an instrument of accession with the Director-General
of the United Nations Educational, Scientific and Cultural Organization.
Article 21
This Convention shall
enter into force three months after the date of the deposit of the third
instrument of ratification, acceptance or accession, but only with respect
to those States which have deposited their respective instruments on or
before that date. It shall enter into force with respect to any other State
three months after the deposit of its instrument of ratification, acceptance
or accession.
Article 22
The States Parties
to this Convention recognize that the Convention is applicable not only
to their metropolitan territories but also to all territories for the international
relations of which they are responsible; they undertake to consult, if
necessary, the governments or other competent authorities of these territories
on or before ratification, acceptance or accession with a view to securing
the application of the Convention to those territories, and to notify the
Director-General of the United Nations Educational, Scientific and Cultural
Organization of the territories to which it is applied, the notification
to take effect three months after the date of its receipt.
Article 23
1. Each State Party
to this Convention may denounce the Convention on its own behalf or on
behalf of any territory for whose international relations it is responsible.
2 The denunciation
shall be notified by an instrument in writing, deposited with the Director-General
of the United Nations Educational, Scientific and Cultural Organization.
3. The denunciation
shall take effect twelve months after the receipt of the instrument of
denunciation.
Article 24
The Director-General
of the United Nations Educational, Scientific and Cultural Organization
shall inform the States members of the Organization, the States not members
of the Organization which are referred to in Article 20, as well as the
United Nations, of the deposit of all the instruments of ratification,
acceptance and accession provided for in Articles 19 and 20, and of the
notifications and denunciations provided for in Articles 22 and 23 respectively.
Article 25
1. This Convention
may be revised by the General Conference of the United Nations Educational,
Scientific and Cultural Organization. Any such revision shall, however,
bind only the States which shall become Parties to the revising convention.
2. If the General Conference
should adopt a new convention revising this Convention in whole or in part,
then, unless the new convention otherwise provides, this Convention shall
cease to be open to ratification, acceptance or accession, as from the
date on which the new revising convention enters into force.
Article 26
In conformity with
Article 102 of the Charter of the United Nations, this Convention shall
be registered with the Secretariat of the United Nations at the request
of the Director-General of the United Nations Educational, Scientific and
Cultural Organization.
Done in Paris this
seventeenth day of November 1970, in two authentic copies bearing the signature
of the President of the sixteenth session of the General Conference and
of the Director-General of the United Nations Educational, Scientific and
Cultural Organization, which shall be deposited in the archives of the
United Nations Educational, Scientific and Cultural Organization, and certified
true copies of which shall be delivered to all the States referred to in
Articles 19 and 20 as well as to the United Nations.
The foregoing is the
authentic text of the Convention duly adopted by the General Conference
of the United Nations Educational, Scientific and Cultural Organization
during its sixteenth session, which was held in Paris and declared closed
the fourteenth day of November 1970.
IN FAITH WHEREOF we have appended our signatures this seventeenth day of November 1970.
| The President of the General
Conference |
The Director-General |
Contact Information:
International Standards Section
Cultural Heritage Division, UNESCO
1, rue Miollis
75732 Paris, Cedex 15
France
Telephone: 33-1-45 68 37 56
Fax: 33-1-45 68 55 96
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