ANNEX 1

PROCEDURES FOR THE INSPECTION OF COVERED OBJECTS, CONTAINERS, LAUNCH CANISTERS, VEHICLES, AND STRUCTURES

1. Inspectors shall have the right to confirm the numbers, and, if applicable, types, variants or versions of items of inspection that are specified for the facility to be inspected and declared for the inspection site in accordance with paragraph 8 of Section VII or paragraph 6 of Section X of this Protocol, and to confirm the absence of any other item of inspection at the inspection site. For this purpose in carrying out the procedures for inspections provided for in this Annex the size criteria provided in paragraph 23 of Section VI of this Protocol shall be used.

2. For an item of inspection that is outside a container or launch canister and that is not covered or environmentally protected, inspectors shall have the right to confirm that the item of inspection is an item of inspection of the declared type, and if applicable, variant or version by external viewing and by measurement of its dimensions at locations on the item of inspection designated by a member of the in-country escort. Upon completion of such viewing and measurements, the item of inspection shall not be subject to further inspection.

3. For an object that is outside a container or launch canister and that is not covered or environmentally protected, inspectors shall have the right to confirm by external viewing and by measurement of its external dimensions at locations on the object designated by a member of the in-country escort that it is not an item of inspection.

4. For a covered or environmentally protected object, a member of the in-country escort shall demonstrate to the satisfaction of inspectors that such an object is an item of inspection of the declared type, and if applicable, variant or version, or that it is not an item of inspection. At the choice of a member of the in-country escort, inspectors shall have the right to carry out one or more of the following procedures:

5. For a container, a member of the in-country escort shall demonstrate to the satisfaction of inspectors that the container contains an item of inspection of the declared type and, if applicable, variant of the type, or that it does not contain an item of inspection. At the choice of a member of the in-country escort, inspectors shall have the right to carry out one or more of the following procedures:

6. For a launch canister that is declared to contain an item of inspection, a member of the in-country escort shall demonstrate to the satisfaction of inspectors that the launch canister is a launch canister for an item of the declared type. Inspectors shall have the right to view such a launch canister and, at locations on the launch canister designated by a member of the in-country escort, make measurements of its dimensions to confirm that those dimensions correspond to the dimensions specified for an item of the declared type. Upon completion of the viewing and the measurements, the launch canister shall not be subject to further inspection.

7. For a launch canister declared not to contain an item of inspection, a member of the in-country escort shall demonstrate to the satisfaction of inspectors that the launch canister does not contain an item of inspection. At the choice of a member of the in-country escort, inspectors shall have the right to carry out one or more of the following procedures:

8. For a launch canister that is declared to contain a training model of a missile, a member of the in-country escort shall demonstrate to the satisfaction of inspectors the features that confirm that such a launch canister contains a training model of a missile.

9. For a vehicle, a member of the in-country escort shall demonstrate to the satisfaction of inspectors that the vehicle contains one or more items of inspection of the declared type and, if applicable, variant or version, or that it does not contain an item of inspection. At the choice of a member of the in-country escort, inspectors shall have the right to carry out one or more of the following procedures:

After inspectors have completed the procedures to confirm the numbers, and, if applicable, types, variants or versions, of items of inspection or to confirm the absence of an item of inspection, the vehicle and the items of inspection, containers, launch canisters, or other objects contained therein may leave the inspection site.

10. For a structure other than a fixed structure for mobile launchers of ICBMs, a member of the in-country escort shall demonstrate to the satisfaction of inspectors that the structure contains one or more items of inspection of the declared type and, if applicable, variant or version, or that it does not contain an item of inspection. At the choice of a member of the in-country escort, inspectors shall have the right to carry out one or more of the following procedures:

11. For a fixed structure for mobile launchers of ICBMs, a member of the in-country escort shall demonstrate to the satisfaction of inspectors that the fixed structure contains one or more mobile launchers of ICBMs of the declared type of ICBM and, if applicable, version of a mobile launcher of ICBMs of the declared type of ICBM and no other item of inspection or that it does not contain an item of inspection. Inspectors shall have the right:

When carrying out procedures provided for in this paragraph, no more than a total of four inspectors shall be allowed inside a fixed structure for mobile launchers of ICBMs if such a fixed structure contains a mobile launcher of ICBMs.

ANNEX 2

PROCEDURES FOR INSPECTION OF SILO LAUNCHERS OF ICBMs,
MOBILE LAUNCHERS OF ICBMs, AND SLBM LAUNCHERS

1. For an inspection of a silo launcher of ICBMs declared not to contain an ICBM, upon arrival of the inspection team subgroup at such a silo launcher of ICBMs, the inspection team subgroup shall have the right to ascertain that it is the designated silo launcher of ICBMs by comparing its geographic coordinates, determined using a satellite system receiver and the procedures provided for in Annex 8 to this Protocol, with the geographic coordinates specified for that silo launcher. After confirmation of coordinates, the inspected Party shall open the silo door. The inspectors shall have the right to view the interior of this ICBM launcher from a place designated by a member of the in-country escort, to confirm that it does not contain an ICBM or a first stage of an ICBM.

2. For an inspection of a road-mobile launcher of ICBMs declared not to contain an ICBM, if inspectors are unable to confirm by means of external viewing of the launcher that it does not contain an ICBM, inspectors shall have the right to view the interior of that road-mobile launcher of ICBMs through a maintenance hatch.

3. For an inspection of a rail-mobile launcher of ICBMs declared not to contain an ICBM, inspectors shall have the right to view the interior of the railcar of such a launcher through a maintenance hatch or from the entry compartment of that railcar to confirm that it does not contain an ICBM.

4. For an inspection of an SLBM launcher declared not to contain an SLBM, upon arrival of the inspection team subgroup at such an SLBM launcher, the inspected Party shall open the SLBM launcher hatch. Inspectors shall have the right to view the interior of the SLBM launcher, from a place designated by a member of the in-country escort, to confirm that it does not contain an SLBM or the first stage of an SLBM.

5. For baseline data inspections, data update inspections, and new facility inspections, after the viewing in accordance with paragraph 1 of this Annex has been completed, the inspection team subgroup shall return to the maintenance facility of the inspected ICBM base for silo launchers of ICBMs or, for a reentry vehicle inspection after the viewing in accordance with paragraph 1, 2, 3, or 4 of this Annex has been completed, the inspection team subgroup shall have the right, at its choice, to rejoin the inspection team or to go to the designated location where post-inspection procedures will be carried out.

ANNEX 3

PROCEDURES FOR REENTRY VEHICLE INSPECTIONS CONDUCTED
PURSUANT TO PARAGRAPH 6 OF ARTICLE XI OF THE TREATY

1. The inspected Party shall have the right to prepare the front section for viewing in the launcher of ICBMs or SLBMs, in close proximity to it, in a vehicle, or at a specially allocated site determined by the inspected Party.

2. For silo launchers of ICBMs and SLBM launchers:

3. As required, at the choice of the inspected Party, a mobile launcher of ICBMs that contains an ICBM to be inspected may proceed to a specially allocated site where the viewing of the front section of such an ICBM will be carried out, or where the front section will be separated from the ICBM. In that case, the inspection team shall have the right to maintain uninterrupted visual contact with the mobile launcher of ICBMs.

4. As required, at the choice of the inspected Party, a submarine whose launcher contains an SLBM to be inspected, may proceed to a specially allocated site where the viewing of the front section of such an SLBM will be carried out, or where the SLBM will be removed from its launcher, or the front section will be separated from the SLBM. In that case, the submarine shall proceed on the surface to that site, and the inspection team shall have the right to maintain uninterrupted visual contact with that ballistic missile submarine.

5. The inspected Party shall not remove any reentry vehicles from the front section of the ICBM or SLBM to be inspected throughout the entire period of time between the time it is designated for inspection and the completion of the viewing of the front section.

6. If the front section is viewed directly in the ICBM or SLBM launcher, the inspected Party shall prepare the front section for viewing subject to the provisions of paragraph 8 or 11 of this Section and shall give the inspection team an opportunity to view it. Preparation of the front section for viewing may include its partial separation from the missile. Inspectors shall have the right to view the interior of the vehicles and devices used to prepare the front section for viewing, prior to their use and after the completion of viewing of the front section. This viewing shall be carried out to confirm that such vehicles or devices do not contain another front section or other reentry vehicles. For SLBMs, if the inspected Party places over an SLBM launcher a temporary structure specially intended for preparing the front section for viewing and for viewing it, inspectors shall have the right to inspect that temporary structure before it is put in place and after the viewing of the front section is completed. This viewing shall be carried out to confirm that the temporary structure does not contain another front section or other reentry vehicles.

7. For viewing of the front section carried out outside an ICBM or SLBM launcher:

8. Preparation of the front section for viewing shall include full or partial removal of the shroud except for missiles that do not utilize a shroud. The process of preparation of the front section for viewing may be carried out outside the field of view of inspectors in such a way as to permit inspectors to ascertain that no reentry vehicles are removed from the front section.

9. If the front section is viewed in the vehicle, inspectors shall have the right to observe the vehicle throughout the entire period of time between the placement of the front section in the vehicle and the viewing of the front section.

10. If the front section is viewed at a specially allocated site, the following procedures shall apply:

11. Before the front section is viewed, the inspected Party may cover reentry vehicles and other equipment, including the mounting platform, with covers, in such a manner that the covers shall not hamper inspectors in ascertaining that the front section contains no more reentry vehicles than the number of warheads attributed to missiles of that type. Inspectors shall have the right to view the covers and to measure hard covers prior to their placement on the reentry vehicles.

12. After the process of preparation of the front section for viewing has been completed, inspectors may view the front section continuously for no more than 15 minutes from a place or places designated by a member of the in-country escort no more than five meters from the front section and providing a clear, unobstructed view of the front section, to ascertain that the front section contains no more reentry vehicles than the number of warheads attributed to missiles of that type.

13. If a member of the in-country escort declares that an object contained in the front section is not a reentry vehicle, the inspected Party shall demonstrate to the satisfaction of the inspectors that this object is not a reentry vehicle.

14. If the preparation of the front section for viewing has been carried out outside the field of view of inspectors, the inspectors, upon completion of viewing of the front section and prior to the reinstallation of the shroud, may view the vehicle or specially allocated site where the front section was viewed, including the space under the shroud, to ascertain the absence of reentry vehicles outside the front section.

15. The in-country escort shall provide in the vicinity of the ICBM or SLBM launcher and at the site where the viewing of the front section will be carried out, lighting sufficient for the conduct of the procedures provided for in this Annex.

16. The inspected Party shall transport the inspection team to the location designated by the inspected Party for carrying out post-inspection procedures.

ANNEX 4

PROCEDURES FOR INSPECTIONS OF HEAVY BOMBERS, FORMER HEAVY BOMBERS,
LONG-RANGE ALCMs, AND THEIR FACILITIES

I. For inspections of heavy bombers, former heavy bombers, and long-range nuclear ALCMs conducted during distinguishability exhibitions, and for inspections of long-range non-nuclear ALCMs conducted during exhibitions conducted pursuant to notifications provided in accordance with Section VII of the Notification Protocol:

1. Inspectors shall have the right to view a heavy bomber to confirm the presence of features, specified for the type, category, and, if applicable, variant of such heavy bomber, that make the heavy bomber distinguishable from heavy bombers of other categories of the same type, pursuant to subparagraph 9(e) of Article III of the Treaty. Inspectors shall have the right to make linear measurements, pursuant to paragraph 19 of Section VI of this Protocol, to confirm that the technical data and distinguishing features correspond to the values specified in Annex G to the Memorandum of Understanding, for the type, category, and, if applicable, variant of such heavy bomber, as well as to the values specified in Annex H to the Memorandum of Understanding, to the extent that such data is required to confirm the distinguishing features of such heavy bomber. Inspectors shall not have the right to inspect areas of the interior of a heavy bomber that are not related to specified technical data or distinguishing features.

2. Inspectors shall have the right to view a former heavy bomber to confirm the presence of features, specified for the type of such former heavy bomber, that make it distinguishable from heavy bombers of the same type pursuant to subparagraph 9(e) of Article III of the Treaty. Inspectors shall have the right to make linear measurements to confirm that the distinguishing features correspond to the values specified in Annex G to the Memorandum of Understanding for the type of such former heavy bomber, pursuant to paragraph 19 of Section VI of this Protocol. Inspectors shall not have the right to inspect areas of the interior of a former heavy bomber that are not related to specified distinguishing features.

3. Inspectors shall have the right to view a long-range nuclear ALCM and to make linear measurements to confirm that the technical data correspond to the values specified in Annex H to the Memorandum of Understanding for the type and, if applicable, variant of such long-range nuclear ALCM, pursuant to paragraph 19 of Section VI of this Protocol.

4. Inspectors shall have the right to view a long-range non-nuclear ALCM, to use radiation detection equipment to confirm that the ALCM is non-nuclear, and to make linear measurements to confirm the presence of features, which have been specified in the notification provided in accordance with Section VII of the Notification Protocol, that make such a long-range non-nuclear ALCM distinguishable from long-range nuclear ALCMs, pursuant to subparagraph 9(f) of Article III of the Treaty. For long-range non-nuclear ALCMs stored in containers, prior to the commencement of such procedures, the inspectors shall have the right to make linear measurements of the dimensions of the container, and the in-country escort shall open the container and remove the missile. Inspectors shall not have the right to observe removal of the missile from the container, but removal shall be accomplished so as to provide confidence that the missile and container are the same ones originally exhibited. The radiation detection equipment and a radiation source may also be used to confirm that the container does not conceal the presence of radiation.

5. A member of the in-country escort shall designate locations on an inspected item where linear measurements may be made. The inspected Party may cover the item to be inspected provided that such covering does not preclude confirmation by viewing or linear measurement of specified distinguishing features and technical data, as applicable, of the inspected item. The inspected Party shall ensure sufficient lighting to facilitate inspection. Photographs may be taken to document features of the exhibited items subject to procedures provided for in paragraph 10 of Section XV of this Protocol.

6. Inspectors shall use radiation detection equipment in accordance with the procedures provided for in Section VI of Annex 8 to this Protocol.

II. For inspections of heavy bombers and former heavy bombers during baseline data inspections, data update inspections, new facility inspections, and baseline exhibitions:

1. Inspectors shall have the right to confirm, as provided for in paragraph 14 of Section VII of this Protocol, heavy bomber equipage and that a heavy bomber equipped for non-nuclear armaments, a training heavy bomber, or a former heavy bomber satisfies the requirements for conversion in accordance with Section VI of the Conversion or Elimination Protocol.

2. Inspectors shall also have the right to view a heavy bomber or former heavy bomber to confirm the presence of features, specified for the type and, if applicable, the category and variant of such airplane, that make the heavy bomber distinguishable from other heavy bombers of the same type, or that make the former heavy bomber distinguishable from heavy bombers of the same type, pursuant to subparagraph 9(e) of Article III of the Treaty. Inspectors shall have the right to make those linear measurements that can be made without changing the configuration of the heavy bomber or former heavy bomber by adding or removing equipment, to confirm that the number of long-range nuclear ALCMs for which the heavy bomber is equipped or the distinguishing features correspond to the values specified in Annex G to the Memorandum of Understanding for the type and, if applicable, the category and variant of such airplane, pursuant to paragraph 19 of Section VI of this Protocol. During each inspection of a facility, however, at the request of the inspection team leader, the in-country escort shall remove one pylon from one non-alert heavy bomber equipped for nuclear armaments other than long-range nuclear ALCMs, of a type specified not to carry long-range nuclear ALCMs on external attachment joints, or one pylon from one heavy bomber equipped for non-nuclear armaments. The particular heavy bomber and the particular pylon shall be designated by the inspection team leader. Inspectors shall not have the right to inspect areas of the interior of a heavy bomber or former heavy bomber that are not related to specified distinguishing features.

3. The inspection team leader shall designate prior to the completion of pre-inspection procedures which of the heavy bombers subject to inspection and former heavy bombers located at the facility at the time pre-inspection restrictions went into effect are to be inspected. For a heavy bomber or former heavy bomber that arrives at the facility during the period of inspection and that is subject to inspection, the inspection team leader shall, immediately upon the arrival of the heavy bomber or former heavy bomber, inform the in-country escort whether it is designated to be inspected. During the period of inspection, no heavy bomber or former heavy bomber designated for inspection shall depart the facility until inspected.

4. A member of the in-country escort shall designate locations on an inspected item where linear measurements may be made. The inspected Party may cover the item to be inspected provided that such covering does not preclude confirmation by viewing or linear measurement of specified distinguishing features and technical data, as applicable, of the inspected item. The inspected Party shall ensure sufficient lighting to facilitate inspection.

III. For inspections of alert heavy bombers conducted pursuant to subparagraph 14(d) of Section VII of this Protocol:

1. The procedures provided for in this Section shall apply to heavy bombers designated as alert heavy bombers during inspections of air bases for heavy bombers equipped for long-range nuclear ALCMs and air bases for heavy bombers equipped for nuclear armaments other than long-range nuclear ALCMs.

2. At air bases referred to in paragraph 1 of this Section, prior to the completion of pre-inspection procedures, a member of the in-country escort shall inform the inspection team leader of the location of alert heavy bombers. The in-country escort shall have the right to prepare such heavy bombers for inspection at a location chosen by the inspected Party that shall permit inspectors to view the preparation. Preparation may involve the use of covering, provided that such covering allows the inspectors to confirm the data provided for in subparagraph 14(a)(i) or 14(a)(ii) of Section VII of this Protocol. The areas where alert heavy bombers are located shall not be subject to inspection except as provided for in this Section.

3. No more than a total of four inspectors shall inspect an alert heavy bomber for a total period of no more than 30 minutes. Measurements shall not be taken during such an inspection, except that closed weapons bay doors may be measured. For heavy bombers of a category, type, and, if applicable, variant, the internal weapons bays of which are specified to be large enough to contain a long-range nuclear ALCM, the weapons bay doors shall be opened, and inspectors may view the contents of the bay from a position external to the bay, designated by a member of the in-country escort, from which inspectors can accomplish the purpose provided for in subparagraph 14(a)(i) or 14(a)(ii) of Section VII of this Protocol.

IV. For inspections of weapons storage areas conducted pursuant to subparagraph 14(f) of Section VII of this Protocol:

1. The procedures provided for in this Section shall apply to air bases for heavy bombers equipped for nuclear armaments other than long-range nuclear ALCMs, air bases for heavy bombers equipped for non-nuclear armaments, air bases for former heavy bombers, and training facilities for heavy bombers.

2. A member of the in-country escort shall, prior to the completion of pre-inspection procedures at a facility referred to in paragraph 1 of this Section, inform the inspection team leader of the location of weapons storage areas, and shall provide a site diagram of such areas depicting the structures that are large enough to contain the smallest long-range nuclear ALCM.

3. Inspections of covered or environmentally protected objects, containers, vehicles, and structures that are located within the boundaries of weapons storage areas shall be carried out in accordance with the procedures provided for in Annex 1 to this Protocol, except that inspections of containers that are large enough to contain the smallest long-range nuclear ALCM, of a type for which data according to categories of data contained in Annex H to the Memorandum of Understanding have been specified, shall be carried out in accordance with the procedures provided for in paragraphs 4, 5, 6, and 7 of this Section. Additionally, except as provided for in paragraph 4 or 5 of this Section, the inspectors may, in carrying out the procedures provided for in Annex 1 to this Protocol, make linear measurements only of covered or environmentally protected objects, containers, vehicles, and structures. No more than a total of four inspectors shall be allowed in a structure.

4. During the inspection of weapons storage areas at each facility, the inspectors may designate for further inspection no more than three containers that are large enough to contain the smallest long-range nuclear ALCM; or no more than three ALCMs stored outside containers; or any combination of no more than three such items:

5. For containers that are declared by a member of the in-country escort to be of types of containers exhibited pursuant to Section VII of the Notification Protocol as containers of long-range non-nuclear ALCMs, and that are large enough to contain the smallest long-range nuclear ALCM, the inspectors shall also have the right to designate for inspection a total of no more than three such containers during each three-year period in order to confirm that a long-range nuclear ALCM is not contained therein, subject to the following procedures:

6. A member of the in-country escort shall designate locations on an inspected object where linear measurements may be made. The inspected Party may cover the object to be inspected provided that such covering does not preclude confirmation by viewing or linear measurement of specified distinguishing features and technical data, as applicable. The inspected Party shall ensure sufficient lighting to facilitate inspection.

7. Inspectors shall use radiation detection equipment in accordance with the procedures provided for in Section VI of Annex 8 to this Protocol.

V. Procedures for exhibitions of heavy bombers, former heavy bombers, and long-range ALCMs:

1. During distinguishability exhibitions for heavy bombers, former heavy bombers, and long-range nuclear ALCMs:

2. During pre-inspection procedures for distinguishability exhibitions:

3. For exhibitions of long-range non-nuclear ALCMs conducted pursuant to notifications provided in accordance with Section VII of the Notification Protocol, a member of the in-country escort shall inform inspectors of, and point out in photographs or slides and in drawings, the differences that make long-range non-nuclear ALCMs of the type exhibited distinguishable from long-range nuclear ALCMs of each type. A member of the in-country escort shall provide to the inspection team leader photographs demonstrating such distinguishing features.

4. During baseline exhibitions for heavy bombers and former heavy bombers conducted pursuant to paragraph 13 of Article XI of the Treaty, the inspected Party shall exhibit, at one or more exhibition sites, all heavy bombers equipped for non-nuclear armaments, all former heavy bombers, and all training heavy bombers specified in the notification provided in accordance with paragraph 1 of Section I of the Notification Protocol.

5. During pre-inspection procedures for baseline exhibitions:

ANNEX 5

PROCEDURES FOR CONTINUOUS MONITORING

1. Monitors shall have the right to confirm the numbers, types, and, if applicable, variants of types of items of continuous monitoring that are declared to exit from the monitored facility, and to confirm that no other items of continuous monitoring exit from the monitored facility. For this purpose, in carrying out the procedures for continuous monitoring provided for in this Annex, the size criteria as defined in paragraph 24 of Section VI of this Protocol shall be used.

2. If any covered or environmentally protected object, container, launch canister, or other object or vehicle exiting from the monitored facility through the portal is large enough to contain or to be an item of continuous monitoring, a member of the in-country escort shall so declare to monitors no less than 30 minutes prior to the arrival of the covered or environmentally protected object, container, launch canister, or other object or vehicle at the portal. The declaration shall state whether or not such an object is an item of continuous monitoring, or whether or not such an object, container, launch canister, or vehicle contains an item of continuous monitoring and the estimated time of its arrival at the portal. If such an object is an item of continuous monitoring or if a container, launch canister, or vehicle contains an item of continuous monitoring, a member of the in-country escort shall specify in writing the numbers, types, and, if applicable, variants of types of items of continuous monitoring. More than one item of continuous monitoring may be transported in a vehicle, but only one item of continuous monitoring may be transported in each container or in each launch canister.

3. Monitors shall have the right to read the data from the unique identifier on each launch canister declared to contain an ICBM for mobile launchers of ICBMs if such ICBMs are maintained, stored, and transported in launch canisters, or on each first stage of an ICBM for mobile launchers of ICBMs if such ICBMs are maintained, stored, and transported as assembled missiles without launch canisters or in stages.

4. For a vehicle that is exiting from the monitored facility and that is declared to contain an item of continuous monitoring, a member of the in-country escort shall demonstrate to the satisfaction of monitors that the vehicle contains one or more items of continuous monitoring, of the number, type, and, if applicable, variant of the type declared. For this purpose, monitors shall have the right to view the interior of such a vehicle or the open bed of the vehicle. If, by viewing, monitors confirm that the interior of the vehicle or the open bed of the vehicle contains a covered or environmentally protected object, container, launch canister, or an item of continuous monitoring that is outside a container or launch canister and that is not covered or environmentally protected, monitors shall have the right to carry out procedures provided for in paragraph 5, 6, 7, or 8 of this Annex. If inside such a vehicle there is a partitioned enclosed space that is declared by a member of the in-country escort not to contain an item of continuous monitoring, monitors shall have the right to carry out procedures provided for in subparagraph 9(b) of this Annex. After completion of those procedures, the vehicle may leave the monitored facility.

5. For a covered or environmentally protected object exiting from the monitored facility that is declared to be an item of continuous monitoring, a member of the in-country escort shall demonstrate to the satisfaction of monitors that such an object is an item of continuous monitoring of the declared type, and if applicable, variant of the type. A member of the in-country escort shall partially or, if necessary, completely remove the cover or environmental protection. If after partial or complete removal of such a cover or environmental protection, monitors confirm by viewing that the object is an item of continuous monitoring of the declared type, and if applicable, variant of the type, monitors shall have the right to carry out procedures provided for in paragraph 8 of this Annex. If after partial or complete removal of such a cover or environmental protection, monitors confirm by viewing that the object is a container or launch canister, monitors shall have the right to carry out procedures provided for in paragraph 6 or 7 of this Annex.

6. For a container that is exiting from the monitored facility and that is declared to contain an item of continuous monitoring, a member of the in-country escort shall demonstrate to the satisfaction of monitors that such a container contains the item of continuous monitoring of the declared type and, if applicable, variant of the type. Monitors shall have the right to view the interior of such a container. If by viewing the interior of the container, monitors are unable to confirm the number, type, and, if applicable, variant of the type of the item of continuous monitoring that is contained therein, a member of the in-country escort shall remove such an item from the container. In that event, monitors shall have the right to carry out the procedures provided for in paragraph 8 of this Annex.

7. For a launch canister exiting from the monitored facility that is declared to contain an item of continuous monitoring, a member of the in-country escort shall demonstrate to the satisfaction of monitors that the launch canister is a launch canister for an item of the declared type. Monitors shall have the right to view such a launch canister and, at locations on the launch canister designated by a member of the in-country escort, make measurements of the dimensions of the launch canister to confirm that those dimensions correspond to the dimensions specified for an item of the declared type. Upon completion of the viewing and measurements, the launch canister shall not be subject to further inspection.

8. For an item of continuous monitoring that is exiting from the monitored facility and that is outside a container or launch canister and that is not covered or environmentally protected, monitors shall have the right to confirm the type and, if applicable, variant of the type of the declared item of continuous monitoring by external viewing and by measurement of its dimensions at locations on the item of continuous monitoring designated by a member of the in-country escort. Upon completion of the viewing and measurements, the item of continuous monitoring shall not be subject to further inspection.

9. For a vehicle that is exiting from the monitored facility through the portal and that is not declared to contain an item of continuous monitoring, a member of the in-country escort shall demonstrate to the satisfaction of monitors that the vehicle does not contain an item of continuous monitoring. At the choice of a member of the in-country escort, monitors shall have the right to carry out one or more of the following procedures:

After monitors have completed the procedures to confirm the numbers, types, and if applicable, variants of types of items of continuous monitoring or to confirm the absence of an item of continuous monitoring, the vehicle and the containers, launch canisters, or other objects contained therein may leave the monitored facility.

10. For a container that is exiting from the monitored facility and that is not declared to contain an item of continuous monitoring, a member of the in-country escort shall demonstrate to the satisfaction of monitors that the container does not contain an item of continuous monitoring. At the choice of a member of the in-country escort, monitors shall have the right to carry out one or more of the following procedures:

11. For a launch canister that is exiting from the monitored facility and that is declared not to contain an item of continuous monitoring, a member of the in-country escort shall demonstrate to the satisfaction of monitors that the launch canister does not contain an item of continuous monitoring. At the choice of a member of the in-country escort, monitors shall have the right to carry out one or more of the following procedures:

12. For a covered or environmentally protected object that is exiting from the monitored facility and that is not declared to be an item of continuous monitoring, a member of the in-country escort shall demonstrate to the satisfaction of monitors that the object is not an item of continuous monitoring. At the choice of a member of the in-country escort, monitors shall have the right to carry out one or more of the following procedures:

13. For an object that is outside a container or launch canister and that is not covered or environmentally protected, monitors shall have the right to confirm by external viewing and by making measurements of its dimensions, at locations on the object designated by a member of the in-country escort, that the object is not an item of continuous monitoring.

14. For a vehicle that is exiting from the monitored facility through a road exit, monitors shall have the right to make measurements of any such vehicle to determine whether it is large enough to contain an item of continuous monitoring. Those measurements shall be made in such a way as to minimize the delay of vehicles exiting from the facility. Vehicles large enough to contain an item of continuous monitoring shall proceed to the portal. Vehicles that are not large enough to contain an item of continuous monitoring shall not be subject to further inspection and may leave the monitored facility.

15. At monitored facilities where ICBMs for mobile launchers of ICBMs with multiple independently targetable reentry vehicles are produced, monitors shall have the right, no more than five times each year, to inspect containers or vehicles to confirm that no solid rocket motors for the first stages of ICBMs for mobile launchers of ICBMs, with nozzles attached, exit the monitored facility. In such cases, the size criteria as defined in paragraph 25 of Section VI of this Protocol shall be used in carrying out the inspection procedures for containers and vehicles. For the purposes of these inspections, monitors shall have the right to request a member of the in-country escort to direct a vehicle that is large enough to contain a solid rocket motor for the first stage of an ICBM for mobile launchers of ICBMs, with a nozzle attached, to proceed to the portal. Monitors shall have the right to carry out the inspection procedures provided for in paragraph 9 or 10 of this Annex.

ANNEX 6

PROCEDURES RELATING TO UNIQUE IDENTIFIERS

1. A unique identifier is a non-repeating alpha-numeric production number, or a copy thereof, that has been applied by the inspected Party, using its own technology, to an ICBM for mobile launchers of ICBMs, as provided for in paragraph 3 or 4 of this Annex.

2. Each Party shall provide the other Party with unique identifier data for each ICBM for mobile launchers of ICBMs in accordance with paragraph 3 or 13 of Section I of the Notification Protocol.

3. For ICBMs for mobile launchers of ICBMs that are maintained, stored, and transported in launch canisters, unique identifiers shall be applied:

4. For ICBMs for mobile launchers of ICBMs that are maintained, stored, and transported as a unit without launch canisters or in stages, the unique identifiers shall be applied on each first stage of such ICBMs for mobile launchers of ICBMs.

5. During baseline data inspections, data update inspections, new facility inspections, post-dispersal inspections of mobile launchers of ICBMs and their associated missiles, and conversion or elimination inspections, as well as during the conduct of continuous monitoring, inspectors or monitors shall have the right to read the data from the unique identifiers on deployed and non-deployed ICBMs for mobile launchers of ICBMs. Exceptions to the right to read the data from such unique identifiers are set forth in paragraph 9 of Section VII and paragraph 11 of Section X of this Protocol. JCIC Agreement No. 2, Article 1, Paragraph 7. The data from a unique identifier shall be read:

6. The place from which inspectors or monitors are allowed to read data from the unique identifier applied on each launch canister for ICBMs for mobile launchers of ICBMs or each first stage of such an ICBM shall be specified by a member of the in-country escort in such a manner as to ensure an accurate reading of such data. If a unique identifier applied on a launch canister or a first stage of an ICBM for mobile launchers of ICBMs is not accessible for reading as provided for in paragraph 5 of this Annex, such a unique identifier shall be duplicated on the portion of the surface of the launch canister or the first stage of an ICBM for mobile launchers of ICBMs that is accessible for reading its data by inspectors or monitors during viewing.

7. For a newly-produced ICBM for mobile launchers of ICBMs, the inspected Party shall inform the monitors of the data from the unique identifier applied to such an ICBM, as provided for in paragraph 3 or 4 of this Annex, before such an item exits through the portal of the monitored facility and shall provide to the inspecting Party such data in accordance with paragraph 3 of Section I of the Notification Protocol.

ANNEX 7

PROCEDURES FOR DELIVERING AND EXAMINING EQUIPMENT AND
SUPPLIES TRANSPORTED BY INSPECTION AIRPLANES USED IN
ACCORDANCE WITH PARAGRAPH 4 OF SECTION IV OF THIS PROTOCOL

1. Prior to the arrival of an inspection airplane used in accordance with paragraph 4 of Section IV of this Protocol, the inspecting Party, through its embassy, shall provide the inspected Party with an inventory of cargo being delivered that consists of equipment and supplies intended for the conduct of continuous monitoring activities. The inspecting Party shall provide this inventory to the inspected Party no less than ten days prior to the arrival of such an airplane, unless otherwise agreed within the framework of the Joint Compliance and Inspection Commission. JCIC Agreement No. 5, Article 1. Such an inventory shall include:

2. Each shipping container on a pallet, listed in the inventory provided in accordance with paragraph 1 of this Annex, shall be marked with a freight marking, and shall have a complete packing list. One copy of that packing list shall also be included in the inventory.

3. At the choice of the inspected Party, cargoes consisting of equipment and supplies listed in the inventory provided in accordance with paragraph 1 of this Annex, may be examined at the point of entry, at the airport associated with the facility subject to continuous monitoring or monitored facility, or directly at such a facility. If the examination of such cargo is conducted at the point of entry or at the airport associated with the facility subject to continuous monitoring or monitored facility, such an examination, at the discretion of the inspecting Party, may be conducted in the presence of the aircrew members. Equipment and supplies carried separately from the cargo shall be examined at the point of entry or at the airport associated with the facility subject to continuous monitoring or monitored facility, subject to the provisions of paragraphs 8, 11, 12 and 13 of Section V of this Protocol.

4. During the examination of the cargo, the contents of each shipping container, and of each modular structure, shall be checked against the list of equipment provided for in Section V of Annex 8 and in Annex 9 to this Protocol and against the inventory of equipment and supplies provided pursuant to paragraph 1 of this Annex. Based on the results of the examination of the cargo, a member of the in-country escort and the monitoring team leader or an authorized representative of such a team shall draw up and sign a joint inventory of the equipment and supplies to reflect items actually delivered. After the joint inventory has been signed, the monitors shall have the right to begin using the cleared equipment, subject to the provisions of paragraph 25 of Section XVI of this Protocol, and the cleared supplies, at the facility subject to continuous monitoring or monitored facility.

5. Until the joint inventory referred to in paragraph 4 of this Annex is signed, the inspected Party shall assist the inspecting Party in providing security and protection from inclement weather for the cargo. For that purpose the inspected Party shall provide storage areas for the equipment and supplies. If the examination of cargo is conducted at the facility subject to continuous monitoring or monitored facility, the inspected Party may conduct that examination in the building for the storage of equipment and supplies provided for in paragraph 23 of Section XVI of this Protocol. A storage method shall be used that requires the presence of representatives of both Parties for access to the equipment or supplies.

6. If the examination of the cargo is carried out at the point of entry or at the airport associated with the facility subject to continuous monitoring or monitored facility, upon completion of the examination procedures, the inspecting Party shall repack the cargo, unless otherwise agreed within the framework of the Joint Compliance and Inspection Commission. The inspected Party, at the request of the inspecting Party, shall assist the inspecting Party in repacking the cargo. JCIC Agreement No. 5, Article 2. If the examination of the cargo is conducted at the point of entry or at the airport associated with the facility subject to continuous monitoring or monitored facility, the inspected Party at the request of the inspecting Party shall assist the inspecting Party in providing for the security of the equipment and supplies during loading and unloading operations, in fastening the cargo for shipment, and in protecting the cargo from inclement weather. After the cargo has been packed, it shall be sealed with seals of each of the Parties. Upon arrival of the cargo at the facility subject to continuous monitoring or monitored facility, the monitoring team leader and a member of the in-country escort shall jointly examine the seals. The monitors shall open each shipping container and modular structure in the presence of the in-country escort.

7. The monitors shall have the right to observe palletized or oversize items of cargo, including modular structures, at the point of entry and at each point where they are transferred from one vehicle to another, including: observing the loading of such items of cargo onto the vehicles that will transport them to the facility subject to continuous monitoring or monitored facility or to an intermediate transfer point; observing the transfer of such items of cargo at an intermediate transfer point; and observing such items of cargo at the facility subject to continuous monitoring or monitored facility after the vehicles carrying such cargo arrive there. In the event of unforeseen delays, the monitors shall have the right to observe such items of cargo that are inside vehicles while such items of cargo are in transit.

8. If during the examination of cargo, or at any time during installation, operation, or maintenance of equipment, the in-country escort concludes that an item of equipment or supplies can perform, or does perform, functions unconnected with the requirements of continuous monitoring activities, such an item of equipment or supplies shall be impounded at the location of the examination. A member of the in-country escort shall explain to the monitoring team leader, or authorized representative of such a team, the reasons for such a conclusion. If the monitoring team leader, or authorized representative of such a team, disagrees with the conclusion of the member of the in-country escort, the monitoring team leader, or authorized representative of such a team, may explain the appropriateness of the item of equipment or supplies to the requirements of continuous monitoring activities. If the member of the in-country escort remains convinced of the original conclusion, that member of the in-country escort and the monitoring team leader, or authorized representative of such a team, shall record their views in a joint document, and each of them shall retain a copy of the document. The Parties may resolve disagreements on the use of impounded equipment or supplies through diplomatic channels, within the framework of the Joint Compliance and Inspection Commission, or by other methods agreed by the Parties. Equipment and supplies impounded at the point of entry or at the airport associated with a facility subject to continuous monitoring or monitored facility shall not be brought to such a facility. Equipment impounded at such a facility shall either not be installed or its use shall be discontinued, and supplies impounded at such a facility shall not be used. Unless the inspected Party informs the inspecting Party of a different decision, such equipment or supplies shall be removed from the territory of the inspected Party. If necessary, the inspected Party shall assist the inspecting Party in delivering such equipment or supplies to the point of entry or airport associated with the facility subject to continuous monitoring or monitored facility. At the choice of the inspected Party, prior to removal from the territory of the inspected Party, such equipment or supplies shall be stored at the point of entry, at the airport associated with the facility subject to continuous monitoring or monitored facility, or directly at such a facility. A storage method shall be used that requires the presence of representatives of both Parties for access to the impounded equipment or supplies.

ANNEX 8

EQUIPMENT FOR INSPECTIONS AND
CONTINUOUS MONITORING ACTIVITIES

l. Characteristics of equipment for baseline data inspections, data update inspections, new facility inspections, suspect-site inspections, post-dispersal inspections of deployed mobile launchers of ICBMs and their associated missiles, conversion or elimination inspections, close-out inspections, and formerly declared facility inspections conducted pursuant to paragraphs 2, 3, 4, 5, 7, 8, 9, and 10 of Article Xl of the Treaty.

A. For the United States of America:

1. Linear Measurement Devices (quantity for each inspection team):

2. Camera Equipment (quantity for each inspection team):

3. Other Portable Equipment (quantity for each inspector):

4. Other Portable Equipment (quantity for each inspection team):

B. For the Union of Soviet Socialist Republics:

1. Linear Measurement Devices (quantity for each inspection team):

2. Camera Equipment (quantity for each inspection team):

3. Other Portable Equipment (quantity for each inspector):

4. Other Portable Equipment (quantity for each inspection team):

II. Characteristics of equipment for reentry vehicle inspections conducted pursuant to paragraph 6 of Article XI of the Treaty.

A. For the United States of America:

1. Portable Equipment (quantity for each inspector):

2. Other Portable Equipment (quantity for each inspection team):

B. For the Union of Soviet Socialist Republics:

1. Portable Equipment (quantity for each inspector):

2. Other Portable Equipment (quantity for each inspection team):

III. Characteristics of equipment for inspections during technical characteristics exhibitions conducted pursuant to paragraph Il of Article XI of the Treaty.

A. For the United States of America:

1. Linear Measurement Devices (quantity for each inspection team):

2. Camera Equipment (quantity for each inspection team):

3. Other Portable Equipment (quantity for each inspector):

4. Other Portable Equipment (quantity for each inspection team):

5. Weighing Devices (as agreed by the Parties within the framework of the Joint Compliance and Inspection Commission for the purpose of confirming the launch weight of an ICBM or SLBM of a new type).

B. For the Union of Soviet Socialist Republics:

1. Linear Measurement Devices (quantity for each inspection team):

2. Camera Equipment (quantity for each inspection team):

3. Other portable Equipment (quantity for each inspector):

4. Weighing devices (as agreed by the Parties within the framework of the Joint Compliance and Inspection Commission for the purpose of confirming the launch weight of an ICBM or SLBM of a new type).

IV. Characteristics of equipment for inspections during heavy bomber distinguishability exhibitions and heavy bomber baseline exhibitions conducted pursuant to paragraphs 12 and 13 of Article XI of the Treaty and during exhibitions of long-range non-nuclear ALCMs conducted pursuant to notifications provided in accordance with Section Vll of the Notification Protocol. (42 JCIC Agreement No. 25, Article 1, Paragraph 1).

A. For the United States of America:

l. Linear Measurement Devices (quantity for each inspection team):

2. Camera Equipment (quantity for each inspection team):

3. Other Portable Equipment (quantity for each inspector):

4. Other Portable Equipment (quantity for each inspection team):

B. For the Union of Soviet Socialist Republics:

l. Linear Measurement Devices (quantity for each inspection team):

2. Camera Equipment (quantity for each inspection team):

3. Other Portable Equipment (quantity for each inspector):

4. Other Portable equipment (quantity for each inspection team):

V. Characteristics of equipment for continuous monitoring activities conducted pursuant to paragraph 14 of Article Xl of the Treaty.

A. For the United States of America:

l. Tape measures, measuring sticks, and other devices as agreed between the Parties for measuring dimensions.

2. Camera equipment capable of producing instant development photographic prints, with tripod and measuring sticks as agreed by the Parties.

3. Flashlights.

4. Other equipment as agreed by the Parties.

5. Engineering site survey equipment:

B. For the Union of Soviet Socialist Republics:

l. Linear Measurement Devices (quantity for each monitoring team):

2. Camera Equipment (quantity for each monitoring team):

VI. Methods of use of equipment.

A. The Parties agree to use linear measurement devices in the following manner:

1. Linear measurement devices shall be used to determine length, width, and height of objects by measuring the straight-line distance between the extreme points of these objects or, if required, between tangents drawn perpendicular to the direction of measurement from the outside points of curved surfaces.

2. The diameter of any cylindrical object shall be determined by measuring the circumference, by directly measuring the diameter, or by measuring the distance between parallel lines that are vertical tangents to the cylindrical surface of the object and that lie in a plane perpendicular to the axis of the object. Such measurements shall be taken at several points along the length of that object.

3. In determining the dimensions of an object, each dimension shall be measured at least two times. If the results of the first two measurements are within one percent of each other, then the results of these two measurements shall be averaged to determine the dimension of the object. If the results of the first two measurements are not within one percent of each other, additional measurements shall be taken until results from two measurements are obtained that are within one percent of each other. The results of these two measurements shall be averaged to determine the dimension of the object.

B. The Parties agree to use cameras in the following manner:

1. Before a member of the in-country escort takes photographs, inspectors shall have the right to determine by observing through the viewfinder, that the object is in the camera's field of view and is in focus. The inspected Party may take test photographs, which shall be the property of the inspected Party.

2. While taking photographs, the inspected Party shall, at the direction of inspectors or monitors place a measuring stick or equivalent measuring device perpendicular to the ground and directly against the object being photographed; the scale or length of such a measuring stick or equivalent measuring device may be verified and recorded in the inspection report or continuous monitoring report, if the inspection team or monitoring team so desires.

3. The Parties understand that the procedures agreed upon with respect to the taking of photographs shall apply at all inspection sites, and at facilities subject to continuous monitoring and monitored facilities.

C. The Parties agree to use engineering site survey equipment in the following manner:

1. The portable facsimile machine shall be stored within a secure structure or room at the facility subject to continuous monitoring and the inspecting Party may provide a container that is locked by locks and sealed by seals belonging to the inspecting Party. The method of storage shall require the presence of representatives of both Parties for access to the portable facsimile machine. The portable facsimile machine shall be operated by a member of the monitoring team in the presence of a member of the in-country escort. The inspected Party shall have the right to examine the information to be transmitted, prior to the use of the portable facsimile machine, in order to ascertain that it does not contain images that are not connected with the purposes of the engineering site survey.

2. At the request of the inspecting Party, the video camera and the portable recorder, and photographic cameras shall be used by a member of the in-country escort.

D. The Parties shall agree within the framework of the Joint Compliance and Inspection Commission on methods of use for weighing devices for the purpose of confirming the launch weight of an ICBM or SLBM of a new type.

E. The Parties agree to use satellite system receivers provided by the inspected Party to confirm the geographic coordinates of silo launchers of ICBMs during reentry vehicle inspections and during the inspection of a silo launcher of ICBMs from which an ICBM has been removed but which continues to be considered to contain an ICBM in accordance with subparagraph 2(b) or 6(d) of Article III of the Treaty during baseline data inspections, data update inspections, and new facility inspections. When providing receivers for receiving signals from the satellite system that are used for determining the coordinates of such a silo launcher of ICBMs, the inspected Party shall ensure that such receivers are capable of providing such coordinate information at any time during the inspection for any silo launcher of ICBMs located on the territory of the inspected Party. The Parties agree to use such receivers in the following manner:

1. At the point of entry, the inspection team leader or an authorized representative of such a team shall have the right to confirm, in accordance with the following procedures, that two satellite system receivers provided by the inspected Party are operable:

2. After confirming that the two receivers are fanctioning, a member of the in-country escort, in the presence of the inspection team leader, shall place the receivers in a case or container that shall be sealed by the inspection team leader and provided to a member of the in-country escort.

3. The sealed case or container shall remain in the custody of a member of the in-country escort until the arrival of the inspection team at the silo launcher of ICBMs designated by the inspection team leader.

4. Upon arrival of the inspection team or subgroup of the inspection team at a silo launcher of ICBMs designated for inspection, inspectors shall use satellite system receivers that have been provided by the inspected Party to determine the geographic coordinates of such silo launchers of ICBMs in accordance with the following procedures:

F. The Parties agree to use radiation detection equipment in the following manner:

1. Radiation detection equipment shall be used to measure nuclear radiation levels in order to demonstrate that objects declared to be non-nuclear are non-nuclear.

2. The radiation detection equipment shall be provided by the inspecting Party, unless otherwise agreed by the Parties.

3. For an inspection conducted pursuant to paragraph 2, 3, 4, 6 or 12 of Article XI of The Treaty, the Parties shall use radiation detection equipment in accordance with the procedures provided for in Annex 15 to this Protocol

4. During an inspection conducted in accordance with Section III or IV of Annex 15 to this Protocol, measurements of the radiation level shall be taken by the in-country escort in the presence of inspectors. (60 JCIC Agreement No. 34, Article 2, Paragraph 1.)

ANNEX 9

CHARACTERISTICS AND METHODS OF USE OF EQUIPMENT FOR
THE PERIMETER AND PORTAL CONTINUOUS MONITORING SYSTEM

I. Equipment

The inspecting Party shall have the right to install the equipment listed in this Section at each facility subject to continuous monitoring or monitored facility. The inspecting Party shall have the right to store such equipment that has not yet been installed and spare parts for such equipment in quantities sufficient for the continuous monitoring activities at the facility where that equipment is to be installed.

A. For the Union of Soviet Socialist Republics:

1. Monitoring Equipment for the Portal:

2. Monitoring Equipment for Road Exits:

3. Perimeter Monitoring Equipment:

4. Operations Center Equipment:

B. For the United States of America:

1. Equipment for use at the Portal:

2. Equipment for use at the Road Exits, consisting of:

3. Equipment for use along the Perimeter, consisting of:

4. Operations Center Equipment:

II. Methods of Use of Equipment

The Parties agree to use the equipment specified in Section I of this Annex as follows:

A. For the Union of Soviet Socialist Republics:

1. Equipment at the Portal:

2. Monitoring Equipment for Road Exits:

3. Perimeter Monitoring Equipment:

4. Operations Center Equipment:

B. For the United States of America:

1. Equipment at the Portal:

2. Equipment at the Road Exits:

3. Perimeter Monitoring Equipment:

4. Operations Center:

ANNEX 10

TYPES OF INSPECTION AIRPLANES

1. Inspection airplanes may include military transport airplanes with standard markings and paint schemes, to include camouflage.

2. The types of inspection airplanes that may be used to transport inspectors and monitors are:

3. The types of inspection airplanes that may be used for delivery and removal of cargoes consisting of equipment or supplies specified in an inventory provided in accordance with paragraph 1 of Annex 7 to this Protocol are:

4. Each Party shall have the right to replace the types of airplanes specified in this Annex with other types of airplanes, as well as to add other types of airplanes after it has informed the other Party of such a replacement or addition. Unless otherwise agreed by the Parties, each such change shall enter into force three months after a Party has so informed the other.

ANNEX 11

PROCEDURES FOR CONFIRMING THE DIMENSIONS OF ICBMs AND SLBMs

1. During confirmation of dimensions of the exhibited items the inspectors shall have the right to make measurements at the locations on the items, designated by a member of the in-country escort.

2. For liquid fuel ICBMs or SLBMs of existing types and new types, assembled missiles and separate first stages for such ICBMs or SLBMs may be exhibited either with fuel or without fuel. For solid propellant ICBMs or SLBMs of existing types, except for the SS-25 ICBM and the Trident II SLBM, assembled missiles shall be exhibited with propellant. Separate first stages for solid propellant ICBMs or SLBMs of existing types shall be exhibited with propellant. For solid propellant ICBMs or SLBMs of new types, the assembled missiles, at the choice of the inspected Party, may be exhibited with propellant, without propellant, or as an inert missile. If a solid propellant ICBM or SLBM of a new type is declared on the basis of a change in missile length, such an ICBM or SLBM shall be exhibited with propellant. For solid propellant ICBMs or SLBMs of new types, separate first stages shall be exhibited with propellant.

3. The self-contained dispensing mechanism shall be exhibited, either separately or with the third stage as a unit, for the purpose of confirming the length of an ICBM or SLBM, which is maintained, stored, and transported in stages. If the self-contained dispensing mechanism is exhibited separately, the inspectors shall have the right to measure its length.

4. For ICBMs that are maintained, stored and transported as assembled missiles in launch canisters, either a launch canister containing an ICBM without front section or, at the choice of the inspected Party, an empty launch canister associated with such an ICBM, shall be exhibited.

5. For the purpose of confirming ICBM or SLBM dimensions, during technical characteristics exhibitions, the Union of Soviet Socialist Republics shall exhibit an ICBM and SLBM of each existing type in accordance with the following procedures:

6. For the purpose of confirming ICBM or SLBM dimensions during technical characteristics exhibitions, the United States of America shall exhibit an ICBM and SLBM of each existing type in accordance with the following procedures:

7. For a technical characteristics exhibition for an ICBM or SLBM of a new type, or variant, the separate first stage, assembled missile outside its launch canister, and if applicable, either launch canister containing the assembled missile without front section, or, at the choice of the inspected Party, the empty launch canister associated with such an ICBM or SLBM, shall be exhibited. If an ICBM or SLBM of a new type cannot be exhibited as an assembled missile, separate stages shall be exhibited. The first stage of ICBMs or SLBMs of a new type declared on the basis of a change in the length of the first stage, with or without a difference in throw-weight, shall be exhibited in a configuration that allows confirmation of the length of such first stage as defined in paragraph 15 of Annex J to the Memorandum of Understanding.

ANNEX 12

SIZE CRITERIA TO BE USED DURING INSPECTIONS AND CONTINUOUS MONITORING

1. For each Party, the size criteria to be used by inspectors carrying out the procedures of Annex 1 to this Protocol, as provided for in paragraph 20 and subparagraph 23(a) of Section VI of this Protocol, for baseline data inspections, data update inspections, new facility inspections, close-out inspections, and formerly declared facility inspections at facilities other than air bases for heavy bombers, air bases for former heavy bombers, training facilities for heavy bombers, and storage facilities for heavy bombers and former heavy bombers, and the associated missile types, are as follows:

(a) United States of America
Size Criteria
    Length (meters)
4.1
    Diameter (meters)
1.88
    Missile Type
Trident I/Poseidon
    Length (meters)
6.3
    Diameter (meters)
1.68
    Missile Type
Minuteman II/III

(b) Union of Soviet Socialist Republics
Size Criteria
    Length (meters)
7.4
    Diameter (meters)
1.80
    Missile Type
SS-25
    Length (meters)
6.9
    Diameter (meters)
1.86
    Missile Type
RS-12M, Variant 2
(63 JCIC Agreement No. 22,
Article 1, Paragraph 1.)

2. For each Party, the size criteria to be used by inspectors carrying out the procedures of Annex 1 to this Protocol, as provided for in paragraph 20 and subparagraph 23(b) of Section VI of this Protocol, for suspect-site inspections, and the associated missile types, are as follows:

(a) United States of America
Size Criteria
    Length (meters)
7.4
    Diameter (meters)
2.3
    Missile Type
Peacekeeper

(b) Union of Soviet Socialist Republics
Size Criteria
    Length (meters)
7.4
    Diameter (meters)
1.80
    Missile Type
SS-25
    Length (meters)
6.9
    Diameter (meters)
1.86
    Missile Type
RS-12M, Variant 2
(64 JCIC Agreement No. 22,
Article 1, Paragraph 2.)

3. For each Party, the size criteria to be used by monitors carrying out the procedures of paragraphs 1 through 14 of Annex 5 to this Protocol, as provided for in paragraphs 21 and 24 of Section VI of this Protocol, and the associated missile types, are as follows:

(a) United States of America
Size Criteria
    Length (meters)
8.4
    Diameter (meters)
2.3
    Missile Type
Peacekeeper

(b) Union of Soviet Socialist Republics
Size Criteria
    Length (meters)
17.46
    Diameter (meters)
1.76
    Missile Type
RS-12M, Variant 2
(65 JCIC Agreement No. 22,
Article 1, Paragraph 3.)

4. For each Party, the size criteria to be used by monitors carrying out the procedures of paragraph 15 of Annex 5 to this Protocol, as provided for in paragraph 25 of Section VI of this Protocol, and the associated missile types, are as follows:

(a) United States of America
Size Criteria
    Length (meters)
8.2
    Diameter (meters)
2.2
    Missile Type
Peacekeeper

(b) Union of Soviet Socialist Republics
Size Criteria
    Length (meters)
8.2
    Diameter (meters)
2.3
    Missile Type
SS-24

5. The size criteria indicated above are derived using data for ICBMs and SLBMs existing as of Treaty signature. In the event that a new type of ICBM or SLBM is deployed or in the event that a type of ICBM or SLBM is retired, these size criteria shall be changed, if necessary. In addition, these size criteria shall be confirmed based on the results of measurements taken during technical characteristics exhibitions conducted pursuant to paragraph 11 of Article XI of the Treaty. The Parties shall agree on any changes to the size criteria within the framework of the Joint Compliance and Inspection Commission.

ANNEX 13

PROCEDURES FOR ADDITIONAL CONFIRMATION OF
THE DIMENSIONS OF FIRST STAGES OF SLBMS

66 This Annex is included in this Protocol pursuant to Joint Compliance and Inspection Commission Agreement No. 7 of April 14, 1993.

I. Procedures for Conducting Exhibitions

1. Pursuant to subparagraph 5(d) of Annex 11 to this Protocol, the Russian Federation, hereinafter referred to in this Annex as the exhibiting Party, shall conduct exhibitions of SLBMs of the types designated by the Republic of Belarus, the Republic of Kazakhstan, the Russian Federation, and Ukraine as RSM-40, RSM-50, RSM-52, and RSM-54, which are known to the United States of America as SS-N-8, SS-N-18, SS-N-20, and SS-N-23, respectively, for the purpose of additional confirmation of the dimensions of the first stages of such SLBMs. The exhibition of an SLBM of each such type:

2. The exhibiting Party shall provide to the United States of America, hereinafter referred to as the inspecting Party, a notification through the Nuclear Risk Reduction Center no less than 30 days in advance of each exhibition conducted in accordance with this Annex. Such notification shall include: The type of SLBM to be exhibited, the location at which such exhibition will take place, and the date of such exhibition.

3. The exhibiting Party shall have the right, at its discretion, to either exhibit an SLBM and, simultaneously, a separate first stage of an SLBM of the same type, or to exhibit sequentially an SLBM and then its separated first stage. The SLBM being exhibited for the purpose of additional confirmation of the dimensions of the first stage of an SLBM of that type shall be an SLBM on which the exhibiting Party shall have the right to carry out, before the exhibition, some of the procedures for the elimination of an SLBM, to include removing some assemblies and elements of the SLBM. For sequential exhibitions of the SLBM and its first stage, the exhibiting Party shall separate the first stage from the rest of the exhibited SLBM, subject to the provisions of Section II of this Annex.

4. The inspecting Party shall have the right to confirm by external viewing and by measurement of the dimensions of the SLBM being exhibited that it is an SLBM of the declared type. If inspectors are unable to determine the type of SLBM, representatives of the exhibiting Party shall take steps to resolve the problem. Such steps shall include the opportunity for the inspecting Party to measure those removed assemblies and elements of the SLBM that contribute to the "Length of Assembled Missile Without Front Section" for the type of SLBM being exhibited, specified in Annex F to the Memorandum of Understanding. Upon completion of such viewing and such measurements, the SLBM being exhibited shall not be subject to further inspection.

5. The inspecting Party shall have the right to confirm the length and diameter of the exhibited separate first stage of the SLBM, or first stage of the SLBM separated during the exhibition, by measurement of its dimensions. Such measurements shall be made in accordance with the procedures provided for in paragraph 7 of Section XIV of this Protocol.

6. A member of the in-country escort, at the request of the inspectors, shall photograph the exhibited separate or separated first stage of the SLBM, in order to obtain three photographs of that stage that meet the requirements of paragraph 10 of Annex J to the Memorandum of Understanding. Such photographs shall be produced using a camera system of the exhibiting Party. If an ambiguous situation arises, a member of the in-country escort, at the request of the inspectors, shall take photographs using the camera system of the inspecting Party, subject to the provisions of paragraphs 18 and 27 of Section VI of, and Subsection B of Section VI of Annex 8 to, this Protocol.

7. The exhibiting Party shall provide the inspection team with one photograph of the first stage of the exhibited SLBM. Such photograph shall meet the requirements of the agreement between the Government of the United States of America and the Government of the Union of Soviet Socialist Republics concluded on July 31, 1991, through the exchange of letters on the provisions of photographs of items subject to the Treaty.

8. Pursuant to subparagraph 5(d) of Annex 11 to this Protocol, during the exhibition of the first stage of the SS-N-20 SLBM provided for in this Annex, the inspecting Party shall also have the right to confirm the diameter of the third stage of the SS-N-20 SLBM. A member of the in-country escort, at the request of the inspectors, shall photograph the third stage of the SS-N-20 SLBM in order to obtain three photographs of that stage that meet the requirements of paragraph 10 of Annex J to the Memorandum of Understanding. Such photographs shall be produced using a camera system of the exhibiting Party. If an ambiguous situation arises, a member of the In-country escort, at the request of the inspectors, shall take photographs using the camera system of the inspecting Party, subject to the provisions of paragraphs 18 and 27 of Section VI of, and Subsection B of Section VI of Annex 8 to, this Protocol.

II. Procedures for Separating an SLBM First Stage from the SLBM Being Exhibited

1. After the inspectors have confirmed the type of an SLBM pursuant to paragraph 4 of Section I of this Annex, the exhibiting Party shall have the right to separate, outside the field of view of inspectors, the first stage from the rest of the SLBM being exhibited at the location where the first stage separates from an SLBM during its flight, by mechanical severing of the missile's airframe by pyrotechnic devices of the missile, provided that the process of separation is carried out in such a way as to permit inspectors to ascertain that the first stage, the dimensions of which they will confirm, belongs to the SLBM being exhibited, the type of which they had previously confirmed.

2. Before the first stage is separated from the rest of the SLBM being exhibited, inspectors shall have the right to view the room or area in which the first stage will be separated, to ascertain that the room or area does not contain another first stage of an SLBM of that type.

3. During the entire process of first stage separation, the inspectors shall have the right to observe all exits of the room or area where the process of separating the first stage from the SLBM is carried out.

ANNEX 14

SETTLEMENT OF ACCOUNTS

67 This Annex is included in this Protocol pursuant to Joint Compliance and Inspection Commission Agreement Number 30 of February 3, 1995.

I. Principles and Procedures for Settlement of Accounts

1. The Parties shall use the principles and procedures for the settlement of accounts, specified in this Section, in connection with:

2. The United States of America shall submit to each other Party, and the Republic of Belarus, the Republic of Kazakhstan, the Russian Federation, and Ukraine shall each submit to the United States of America, lists of goods and services provided, hereinafter referred to as itemized lists, in the categories contained in Section II of this Annex, except categories contained in paragraph 6, subparagraph 7(b) and paragraph 8 of that Section. These itemized lists shall contain the information specified in Section II of this Annex for the goods and services provided during the period covered by these itemized lists, except that goods and services provided in the category contained in paragraph 14 of Section II of this Annex may be included on the itemized lists covering the period when provision of such goods and services was completed. In addition, each Party shall submit with the itemized lists a summary list of all categories contained in Section II of this Annex for which goods and services have been provided, and the estimated overall total cost of the goods and services provided in each category.

3. Each Party shall submit itemized lists in accordance with the following schedule:

4. For settlement of accounts for goods and services provided by the Parties pursuant to the Agreement on Early Exhibitions in the categories contained in paragraphs 1 and 2 of Section II of this Annex, for construction activities related to the establishment of the perimeter and portal continuous monitoring facility at Pavlograd in the categories contained in paragraphs 4 and 14 of Section II of this Annex, and for goods and services provided by the Parties pursuant to Annex 4 to the Telemetry Protocol in the categories contained in paragraphs 1, 2 and 17 of Section II of this Annex, and provided by the Parties prior to entry into force of the Treaty, the Parties shall use the following procedures:

5. The following procedures shall be used after the submittal of itemized lists pursuant to paragraphs 2 and 3 of this Section:

6. A confirmation of goods and services received shall be in the form specified in paragraph 1 of Section III of this Annex. A bill shall include the information specified in paragraph 2 of Section III of this Annex.

7. A confirmation of goods and services received or a bill shall be submitted:

8. The United States of America shall denominate all bills submitted to the Republic of Belarus, the Republic of Kazakhstan, the Russian Federation, or Ukraine in U.S. dollars. The Republic of Belarus, the Republic of Kazakhstan, the Russian Federation, and Ukraine shall make all payments to the United States of America in U.S. dollars for all categories contained in Section II of this Annex. The Republic of Belarus, the Republic of Kazakhstan, the Russian Federation, and Ukraine shall denominate all bills submitted to the United States of America in both U.S. dollars and the local currency. The United States of America shall make all payments to the Republic of Belarus, the Republic of Kazakhstan, the Russian Federation, and Ukraine in a freely convertible currency for all categories contained in Section II of this Annex.

9. Bills shall be paid in accordance with the following:

10. The goods and services provided in the categories contained in paragraph 6, subparagraph 7(b) and paragraph 8 of Section II of this Annex shall be paid for at the time such goods and services are received and shall be paid for at the commonly available tariffs or rates.

11. The costs for the categories specified in this paragraph shall be calculated in accordance with the following:

12. The designated organizations for settlement of accounts shall be:

13. Each Party shall have the right to change the organization designated for settlement of accounts specified in paragraph 12 of this Section by informing all other Parties of the change no less than 90 days prior to the effective date of the change.

14. The organizations specified in paragraph 12 of this Section shall have the right to designate their respective authorized representatives.

II. Categories of Goods and Services and Information to be Included in Itemized Lists

This Section lists the categories of goods and services for settlement of accounts in connection with paragraph 1 of Section I of this Annex. For each category, the subparagraphs specify the data that shall be included in the itemized lists for that category.

1. Fuel for inspection airplanes provided pursuant to paragraph 13 of Section IV of the Inspection Protocol, and fuel for dedicated airplanes provided pursuant to paragraph 4 of Annex 4 to the Telemetry Protocol:

2. Services for inspection airplanes provided pursuant to paragraph 13 of Section IV of the Inspection Protocol, and services for dedicated airplanes provided pursuant to paragraph 4 of Annex 4 to the Telemetry Protocol:

3. Meals and lodging provided while monitors are at the point of entry pursuant to subparagraph 19(b) of Section V of the Inspection Protocol:

4. Permanent lodging and work space for monitors, including utilities and maintenance, provided pursuant to subparagraph 19(c) of Section V of the Inspection Protocol:

5. Temporary lodging and work space for monitors, including utilities and maintenance, provided pursuant to subparagraph 19(c) of Section V of the Inspection Protocol:

6. Meals, provided at the request of the inspecting Party, while monitors are at a facility subject to continuous monitoring or monitored facility pursuant to subparagraph 19(d) of Section V of the Inspection Protocol. Provision of documentation is not required.

7. Transportation of monitors and their baggage, and delivery of equipment and supplies, including foodstuffs:

8. Transportation, meals and lodging of monitors traveling from the facility subject to continuous monitoring or monitored facility to the embassy or consular post of the inspecting Party on the territory of the inspected Party and back provided pursuant to subparagraph 19(g) of Section V of the Inspection Protocol. Provision of documentation is not required.

9. Delivery of equipment and supplies, including foodstuffs, for continuous monitoring activities and transportation of monitors that arrive on such an airplane:

10. Medical and other urgent services for monitors, including urgent evacuation of monitors from the facility subject to continuous monitoring or monitored facility to the point of entry or airport associated with such a facility, provided while the monitors are at the facility subject to continuous monitoring or monitored facility pursuant to subparagraphs 19(j) and 19(m) of Section V of the Inspection Protocol:

11. Utilities and maintenance of the perimeter and portal continuous monitoring system, including utilities and engineering support for the building for storage of equipment and supplies, provided pursuant to subparagraph 19(k) of Section V and subparagraph 19(a) and paragraph 35 of Section XVI of the Inspection Protocol:

12. Installation and use of the non-dedicated commercial telephone line pursuant to paragraph 17 of Section XVI of the Inspection Protocol:

13. Use of the satellite communications system pursuant to paragraph 17 of Section XVI of the Inspection Protocol:

14. Site preparation and construction materials for the perimeter and portal continuous monitoring system and for the operations center:

15. Temporary structures for monitors at the portal or road exits provided pursuant to paragraph 21 of Section XVI of the Inspection Protocol:

16. Tapes and the recording of telemetric information onto the tapes pursuant to the Thirty-fifth Agreed Statement in the Annex to the Treaty on Agreed Statements:

17. Training and maintenance of telemetric playback equipment, and provision of spare parts and replacement parts for such equipment pursuant to paragraph 7 of Section I and paragraph 8 of Section II of Annex 1, and paragraph 6 of Annex 4 to the Telemetry Protocol:

III. Form of a Confirmation of Goods and Services Received and Information to be Included in a Bill

1. A confirmation of goods and services received shall be in the following form:

CONFIRMATION OF GOODS AND SERVICES RECEIVED
BY THE (RECEIVING PARTY) FROM THE (PROVIDING PARTY)
DURING THE PERIOD FROM________ THROUGH ________ (SIX-MONTH PERIOD COVERED)

This is to certify that the goods and services specified in (Reference to the appropriate itemized lists of goods and services submitted pursuant to paragraph 3 of Section I of this Annex) in the categories of goods and services (Reference to the appropriate categories of goods and services contained in Section II of this Annex) were provided and were received and accepted. The quantity and quality of goods and services provided by each Party in these categories are certified to be comparable; therefore, no exchange of funds is required.

Signature ____________________________________

Date _____________

Place ___________

The confirmation of goods and services received shall be signed by an individual authorized by the Party submitting the confirmation.

2. A bill shall be prepared in the English and Russian languages. A bill shall include the following information:

ANNEX 15

PROCEDURES FOR THE USE OF RADIATION DETECTION EQUIPMENT

I. Examination and Storage of Radiation Detection Equipment at the Point of Entry

1. The inspecting Party, prior to beginning to use its radiation detection equipment during the first inspection conducted with the use of radiation detection equipment, shall deliver to the inspected Party, for purchase or examination by the inspected Party, one of each of the items in the sets of radiation detection equipment specified in Sections l, Il, and IV of Annex 8 to this Protocol, for each model, except for the calibration source. No later than 30 days after the inspected Party has received such items of radiation detection equipment, the inspected Party shall inform the inspecting Party whether the inspecting Party is permitted to use during inspections such radiation detection equipment until permission for the use of such radiation detection equipment is given by the inspected Party, the inspecting Party shall not bring to a point of entry on the territory of the inspected Party other radiation detection equipment

2. For points of entry associated with inspection sites at which radiation detection equipment may be used, the inspecting Party shall bring, at times agreed upon with the inspected Party, to each such point of entry on the territory of the inspected Party for use during inspections no less than one set of radiation detection equipment.

3. An inspection team shall be permitted to bring to a point of entry calibration sources that are part of the sets of radiation detection equipment stored at the point of entry, replacement spare batteries and rechargeable batteries, as well as an additional set of radiation detection equipment. All such equipment brought to the point of entry shall be subject to examination in accordance with paragraph 8 of Section V of this Protocol.

4. An inspection team, upon arrival at the point of entry, shall have the right, in the presence of the in-country escort, to examine the tamper-proof containers in which the radiation detection equipment is stored and the radiation detection equipment in such containers. The inspection team shall have the right, as set forth below, to select one set of radiation detection equipment for use during the inspection from among the sets of such equipment stored at the point of entry in accordance with subparagraph 2(c) of this Section or an additional set of radiation detection equipment brought to the point of entry by the inspection team, and to confirm the operability of the selected set in accordance with the procedures provided for in paragraph 1 of Section II of this Annex, for no more than four hours.

II. Regarding the Use of Radiation Detection Equipment Prior to Measuring the Radiation Level of an Object

1. Before conducting measuring procedures using radiation detection equipment, inspectors and the in-country escort shall have the right to confirm the operability of the radiation detection equipment, using the following procedures:

2. At the inspection site, radiation detection equipment shall be used in accordance with the following procedures:

III. For Inspections Conducted Pursuant to Paragraph 2, 3, 4 or 12 of Article Xl of the Treaty with Respect to Long-Range ALCMs and Containers for Long-Range ALCMs

1. For inspecting long-range ALCMs and containers for long-range ALCMs in accordance with paragraph 4 of Section l, or paragraph 4 or subparagraph 5(c) of Section IV of Annex 4 to this Protocol, the following procedures shall be used:

2. To confirm, pursuant to paragraph 4 of Section l or subparagraph 5(c) of Section IV of Annex 4 to this Protocol, that a container does not conceal the presence of radiation, the following procedures shall be used:

IV. For Inspections Conducted Pursuant to Paragraph 6 of Article XI of the Treaty

1. For an inspection conducted pursuant to paragraph 6 of ArticIe XI of the Treaty, radiation detection equipment shall be used in accordance with the procedures contained in this Section.

2. The in-country escort shall position, for radiation measurements, an object contained in The front section and declared by the in-country escort to be a non-nuclear object, hereinafter referred to as the inspected object, at a location specified by the in-country escort, at a distance of no less than ten meters from the front section, or shall provide for radiation measurements of the inspected object while it is in the front section. If radiation measurements of the inspected object are taken while it is in the front section, the in-country escort shall have the right to use special shields to prevent neutrons from a reentry vehicle or re en try vehicles remaining on the front section from striking the neutron detector; but which do not interfere with the flow of neutrons from the inspected object to the neutron detector; or to remove the reentry vehicle or reentry vehicles from The front section to a distance of no less than ten meters from the front section. 'whichever method is used for the placement of the inspected object for radiation measurements, the in-country escort shall ensure that the procedures for the use of radiation detection equipment, as set forth below, are carried out.

3. The process of removing the inspected object from the front section and moving it to a location where radiation measurements will be taken and the process of removing a reentry vehicle or reentry vehicles from the front section, shall be carried out outside the field of view of inspectors in such a manner as to permit inspectors to ascertain that the inspected object is that same inspected object. Before the inspected object or the reentry vehicle or reentry vehicles are removed from the front section, inspectors shall have the right to view the specially allocated site inside a room or within a portion of the site for viewing the front section, to ascertain that the site does not contain other objects similar to the inspected object. During the entire process of removing the inspected object or the reentry vehicle or reentry vehicles from the front section, the inspectors shall have the right, at their own choice, either to observe all exits of the site to ascertain that no objects that are similar to the inspected object are delivered to that site, or to seal all the exits with seals.

4. The inspection team shall select the point on the inspected object where radiation measurements will be taken. A description of the inspected object shall be recorded as a diagram in the inspection report. The approximate dimensions of the inspected object, determined visually without taking linear measurements, and the approximate location of the measurement point, shall be indicated on this diagram.

5. The in-country escort shall position the neutron detector in a location specified by the inspection team, no less than seven centimeters and no more than two meters from the surface of the inspected object, with a maximum permissible deviation from these established distances not to exceed 20 percent, so that the neutron detector is at the same level as the point where the measurement will be taken, with the front surface of the neutron detector facing The point on the inspected object where the measurement will be taken.

6. The in-country escort shall take two measurements of the radiation level at the selected point. The average of the two measurements shall be calculated, and if not a whole number; shall be rounded up to the higher whole number. This average shall be recorded in the inspection report as the average measurement at that point

7. If the average measurement of the radiation level at the selected point is less than or equal to the comparison number calculated in accordance with subparagraph 2 (e) (iv) of Section II of this Annex, the inspected object is, in fact, a non-nuclear object.

8. If the average measurement of the radiation level at the selected point is greater than the comparison number calculated in accordance with subparagraph 2(e) (iv) of Section II of this Annex, this fact shall be recorded in the inspection report. (68 JCIC Agreement No. 34, Article 3.)