U.S. DEPARTMENT OF STATE DISPATCH VOLUME 6, NUMBER 16, APRIL 17, 1995 PUBLISHED BY THE BUREAU OF PUBLIC AFFAIRS ARTICLES IN THIS ISSUE: 1. The U.S. and Egypt: Building Prosperity, Peace, and Security in the Middle East -- President Clinton, Egyptian President Mubarak 2. The U.S. and the United Kingdom: Shared Values and Common Interests -- President Clinton, British Prime Minister Major 3. U.S. Global Economic Leadership in the Post-Cold War Era -- Joan E. Spero 4. Ensuring Protection and Promotion of U.S. Interests Overseas -- Richard M. Moose 5. The U.S. Government Role in the NIS: From Aid to Trade -- James F. Collins 6. U.S. Policy Toward Guatemala: The Cases of Michael Devine and Efrain Bamaca -- Alexander F. Watson 7. The Future of NATO and Europe's Changing Security Landscape -- Richard C. Holbrooke 8. Africa Programs in the FY 1996 Budget: Protecting Long- Term U.S. Interests -- George E. Moose 9. U.S. Policy Toward Sudan -- Edward Brynn 10. Update on Developments in Rwanda and Burundi -- Townsend Friedman 11. International Narcotics Control Efforts in the Western Hemisphere 12. Integrating Economics and the Environment -- Elinor G. Constable 13. The Framework Convention on Climate Change: Expectations for Berlin -- Rafe Pomerance ARTICLE 1: The U.S. and Egypt: Building Prosperity, Peace, and Security in the Middle East President Clinton, Egyptian President Mubarak Opening remarks at a White House press conference, Washington, DC, April 5, 1995 President Clinton. Good afternoon. Please be seated. As always, it is a great pleasure to have President Mubarak back at the White House. For 14 years, he has been a valued friend and partner to the United States. He was one of the first foreign leaders to visit me here after I became President, and I began my trip to the Middle East last fall by visiting him in Cairo to seek his counsel. Under his wise leadership, Egypt has been an ally as well as a source of stability in the region and throughout the world. In the last two years, we have witnessed the dawn of a new era in the Middle East. Without President Mubarak's tireless efforts on behalf of peace, these landmark achievements would not have occurred. Thanks to his persistence, the promise of Camp David--where Egypt took its stand against war--has been redeemed. In the months and years ahead, we will continue to look to President Mubarak to play a vital role in broadening the circle of peace. We are determined to do everything we can meanwhile to deepen our own partnership for peace and prosperity. He and his government have already made great strides toward reforming and restructuring the Egyptian economy. I got a very impressive report on the progress that has been made at the luncheon we just concluded. But more is necessary to stimulate the economy so that it can provide good jobs and a future of hope for the hundreds of thousands of young people who enter the Egyptian work force every year. The United States is committed to helping. Vice President Gore just returned from his second visit to Egypt in the last six months. On my behalf, he began a dialogue for growth and development with President Mubarak that is unprecedented in its scope and ambition. Today, he and I have taken another step forward in this partnership by meeting with the new members of our Presidents' Council at their first gathering. These top American and Egyptian businessmen will advise us on several vital issues--expanding the private sector, building stronger commercial ties between our people, and creating better conditions to attract U.S. investment to Egypt. We are also working together to bring more prosperity and stability to the entire region--efforts that are essential for peace to establish firm roots. We reaffirmed our support for greater regional cooperation and development, especially the economic initiative that began at the Casablanca summit. We also had a good discussion about the need to lift the boycott of Israel and ways to accomplish this as soon as possible. Egypt and the United States share a determination to confront and to defeat all those who would undermine peace and security through the use of terror and weapons of mass destruction. President Mubarak told me of Egypt's regional proliferation concerns and of its commitment of a strong universal non-proliferation treaty and to a Middle East that is free of all weapons of mass destruction. The United States shares those goals. To create the confidence and security that will make those aims a reality, we must continue to do all we can to bring a comprehensive and lasting peace to the Middle East. For the same reason, I believe we must ensure that the NPT is as strong and as enduring as possible. Indefinite and unconditional extension of the NPT is vital to achieving the goals that we both share. When President Mubarak and I first met here two years ago, he told me that, together, we could help to make a just and comprehensive peace in the Middle East. He was right. We have worked side by side to fulfill that vision. Doing so, we have deepened the friendship between our two nations. Our goal is now within grasp, and America is proud to be Egypt's partner on this great mission. Mr. President. President Mubarak. Thank you. Once again I meet with my good friend, President Clinton, in order to pursue our joint endeavor for the benefit of our two nations. We discussed issues of mutual interest in the spirit of friendship, candor, and mutual confidence. Our views were similar on various issues. Our paramount commitment is to strengthen the structure of world peace and security and to promote cooperation among nations. Our two countries are destined to play a pivotal role throughout the world and in their regions, respectively. We are determined to pursue our mission with vigor and determination. We realize that the challenge is awesome, but our commitment to our noble goals is firm--quite firm. President Clinton, together we have worked tirelessly for decades to promote peace and security in the Middle East. We achieve tangible success year after year, and we remain determined to pursue this goal until a just and comprehensive peace is reached throughout the area. We should never allow enemies of peace to threaten the gains which were made in the recent past. We will never hesitate to condemn terrorism and all forms of violence. Our aim is to eliminate the sources of hatred and conflict. As we move to cement the structure of peace and security in the Middle East, we should do our utmost in order to remove all potential threats. Our purpose is to build together a new future of hope and a promise for this troubled region. With this in mind, I deemed it necessary to propose, in 1990, the establishment of a Middle East free of all weapons of mass destruction. My objective was and still is to make every Arab and Israeli feel more secure and less worried about the future and that of his children. I explained to President Clinton and his able assistants our position on the NPT. We remain among the most enthusiastic supporters of the treaty. We consider it one of the pillars of the stable world order. Hence, we would like to reinforce the moral authority of the NPT. By the same token, we have a certain concern which emanates from the existence of nuclear programs in our region. Our view is that since peace is spreading throughout the region, all the parts are to work together toward the elimination of the potential threats, especially the spreading of nuclear, chemical, and biological weapons. This is the true application of the principle of universality and adherence to the NPT. All states of the region should realize that it serves in their own interests to accede to the treaty. Unless this is done, no one would have control over the spread of such lethal weapons in a fragile and vulnerable region which has suffered long enough from war and devastation. We propose, for our common good, to achieve that through serious but friendly negotiations between Egypt, and perhaps other Arab countries, and Israel. It is our sincere hope that Israel will approach this issue in a positive and constructive spirit. The U.S., under the leadership of President Clinton, can help attain this objective. Our bilateral relations, Mr. President, are excellent. We work together in various fields in harmony and mutual trust. As we have been partners in peace and security, we are establishing a new solid partnership for economic growth and development. Thanks to President Clinton and Vice President Al Gore, we have developed a new concept for this partnership. The idea is to stimulate growth and productivity. It is vital to create jobs for our young people. We shall do that through promoting trade and investment. We have already begun the implementation of this concept, and we are determined to make it a success story. We are encouraging the private sector to play a major role in this endeavor. As you know, our economy is becoming more and more business-friendly. This is a cornerstone of our economic reform program. We are fully committed to pursue this reform until it bears fruit. In conclusion, I would like to thank President Clinton for his warm reception and hospitality. We are most appreciative of the understanding and the cooperation we have been receiving from every American. We will leave this great country with a renewed assurance of the solidity of the friendship and the depth of our cooperation. Thank you, Mr. President. (###) ARTICLE 2: The U.S. and the United Kingdom: Shared Values and Common Interests President Clinton, British Prime Minister Major Remarks following a White House meeting, Washington, DC, April 4, 1995 President Clinton. Good afternoon. Please be seated. I am delighted to welcome Prime Minister Major back to the White House. Throughout this century, the United States and the United Kingdom have stood together on the great issues that have confronted our people. Our common cause has been at the heart of our success in two world wars and, of course, in the Cold War. In just the last two years, British-American cooperation has played an essential role in allowing us to reduce the threat of weapons of mass destruction, in promoting peace around the world, and, certainly, in expanding free trade. Today, we have continued working in that tradition. We had excellent discussions and covered a broad range of issues. We have, as always, found much to agree about. On security issues, we agreed that the inevitable process of NATO expansion must proceed smoothly, gradually, and openly-- without any surprises. This is essential for extending stability, democracy, and prosperity throughout Europe. We believe that, in parallel with the enlargement of NATO, the alliance must develop and maintain close ties with Russia. We affirmed our shared commitment to a political settlement in Bosnia based on the Contact Group plan. The conflict is being prolonged because of Bosnian-Serb intransigence. Renewed fighting will not end the conflict but only lead to more bloodshed and continued stalemate. The Prime Minister and I also vowed to continue working together to contain the Iraqi threat to stability in the Persian Gulf region. We are deeply concerned that Saddam Hussein could be regaining the ability to build weapons of mass destruction. We are determined that Iraq must meet all its UN obligations. This is no time to relax sanctions. The Iraqi people are suffering tremendously under Saddam's tyranny, and they do deserve the help of the international community. But easing up on a regime that oppresses people will not help them. So, while there can be no compromise, the United States, the United Kingdom, and Argentina have put forward new proposals in the United Nations to get food and medicine to the people of Iraq. We hope other nations will join these efforts and support our Security Council resolution and pressure Saddam Hussein to stop the needless suffering of his innocent citizens. Prime Minister Major told me a great deal about his recent trip to the Middle East. We both strongly believe that this is a hopeful moment for broadening the circle of peace. The United States and Europe must continue to fight the efforts to derail the peace process by those who prefer destruction to peace. It is clear that for peace to take root in the region, more economic assistance is vital. Peace and prosperity depend upon one another. I applaud the United Kingdom's investment program in the West Bank and Gaza, as well as its debt relief measures for Jordan. All of us must continue to support those who take risks for peace. Nowhere is this more true than in Northern Ireland. I salute the Prime Minister for the tremendous efforts he is making to bring an enduring peace to Northern Ireland. Today, Northern Ireland is closer to a just and lasting settlement than at any time in a generation--thanks in large measure to the vision and courage of John Major. He and Prime Minister Bruton of Ireland together introduced the joint framework, which provides a landmark opportunity to move ahead toward a political settlement--one that will be backed by both of Northern Ireland's communities. We also agreed that the paramilitaries of both sides must get rid of their weapons forever so that violence never returns to Northern Ireland. We must also work to increase economic opportunity in that area. Their prospects have been blighted by bloodshed for too long. Next month, our White House Conference on Trade and Investment in Ireland will help to expand the ties between the United States, Northern Ireland, and Ireland's border counties. Building those kinds of bonds will help lead to a better life for all the people of the region. The Prime Minister and I discussed some other issues. We agreed on the need for an indefinite extension of the Non- Proliferation Treaty at the review conference that begins this month. To further the cause of non-proliferation, the Prime Minister joins me in calling for full implementation of the Framework Agreement we negotiated with North Korea to end that country's nuclear program. We discussed the need to adapt our international institutions to the challenges of the next century at the G-7 summit in Halifax. I was particularly impressed by the thinking that the Prime Minister has done on this profoundly important issue. The United States and the United Kingdom, after all, helped to shape those institutions. They have served our interests for the last half century. With the extraordinary relationship between our two countries as important as ever, I am confident we can make the changes necessary and work together to advance our shared values and our common interests--to promote peace, democracy, and prosperity in the years ahead and, of course, in the century ahead. Finally, let me say, we discussed the ceremonies that will mark the 50th anniversary of the end of World War II. Because of my prior commitments, I have asked the Vice President to represent me and all Americans in London on May 8 at services that will commemorate the great wartime bravery and sacrifice of so many Britons. I look forward to seeing Prime Minister Major when together we go to Moscow on May 9 to pay our respect to the heroism of the Russian people in that conflict. Mr. Prime Minister. Prime Minister Major. Mr. President, thank you very much. We have had the opportunity today for a good-humored, worthwhile, productive, and very far-reaching series of exchanges on a whole range of matters. The President has said how much of the agenda we discussed, and I will not reiterate what the President said, except to say that in his remarks he spoke not just for the United States, but for the United Kingdom as well. I share the views he expressed, and I won't reiterate them. We spent some time looking forward at two separate matters which I think are of some importance to both our countries and of wider importance as well. The first of them the President just touched on, and that was the review of the Bretton Woods institutions and the United Nations that we agreed upon with the other G-7 heads of government at Naples last year, and that we should undertake and return to at Halifax later this year. We have given a great deal of discussion to that, and I think, for a range of reasons, the time is right to look at a fairly comprehensive reform of some of those institutions. We exchanged some ideas today on precisely how we might do that and agreed that we would exchange further ideas before we came to the G-7 summit. I think there is--to rationalize some of the financial institutions. We wish to look particularly, in addition to that, at the United Nations where there are a number of overlapping functions. I am a very strong supporter of the United Nations, and I wish to see the United Nations a successful organization for the year 2000. It does seem that, looking at it, some of the areas of the UN could well do with updating and refreshing--to make sure that they are entirely applicable to the problems they will have to face in the late 1990s and beyond the turn of the century. I hope very much that we will be able to get together with some more of our ideas and float those in greater detail when we get to the Halifax summit later on this year. We also spent some time looking at the commonality of interests that exists between the United Kingdom and the United States. There are a huge range of areas where there is common interest, and not just those that were discussed--the agreements that we have in terms of policy toward Russia, Iran, Iraq, the Middle East, Bosnia, and a range of other areas. But beyond that, I think there is a commonality of interest in the future security and prosperity of the Central and East European states and also with two other matters: First, the further extension of free trade, to which I wish to return in just a second; and second,with working together and combating together some of the problems of instability, extremism, and terrorism that we are beginning to see in parts of North Africa, parts of the Levant, and parts of the Middle East. We also spent some time considering how we might address some of those problems in the future. It was necessarily a discussion that dealt with problems that may arise, and dealt in some cases, frankly, with generalities. But it was an opportunity to look forward, rather than to just discuss the immediate topical problems that we face at the moment. One area of growing importance that we touched on was the possibility of seeing how we can build on the Uruguay Round agreement of a year or so ago and see how we can move forward to deal with much freer trade in financial services, for example, removing many of the non-tariff barriers that still exist between Western Europe and the United States, and seeing how, step by step, we can move forward to a much greater element of free trade between North America and the Western European nations. That is something that needs to be done. I think it is something that is of immense benefit, and I found our discussion on that immensely productive, and it is one I know that we will both return to in the future. So, I found the discussion--not just on contemporary matters or views--but I found the sharing of ideas about how we deal with the development of the transatlantic relationship to deal with the problems that are going to arise in the future and also the examination of the common transatlantic view on many of the international problems of the world to be a very worthwhile and a very refreshing discussion, and I am delighted we were able to have it. (###) ARTICLE 3: U.S. Global Economic Leadership in the Post-Cold War Era Joan E. Spero, Under Secretary for Economic and Agricultural Affairs Address to the Washington Council on International Trade, Seattle, Washington, March 27, 1995 I am personally very pleased to be back here in the wonderful city of Seattle, the gateway to Asia. It is a special honor to have been invited to speak to the Washington Council on International Trade--WCIT--one of America's leading state trade-policy organizations. I know you best as a key private sector advocate of more open trade and investment in the Pacific Rim and a major supporter of the Asia- Pacific Economic Cooperation--APEC--forum. The WCIT and the Seattle business community deserve a great deal of credit for the success of the historic 1993 APEC ministerials and Blake Island meetings. I am glad to see that strong interest continues in the National Center for APEC which was established last year to forge a closer public-private sector partnership on APEC. The center has been instrumental in publicizing APEC's benefits to business, gathering private sector views on APEC, making those views known to policy makers, and facilitating greater business participation in APEC. Today, I would like to tell you what the Clinton Administration is doing for the U.S. economy and business-- particularly in Asia, which as you know is of vital importance to the United States. Challenge of the New Global Economy First, let me put our economic policy in its larger global context. For the last 50 years, the United States has been the leader of the world economy. Motivated by national economic interests and by the imperatives of the Cold War, the U.S. helped create the Bretton Woods system; we advocated a vision of open markets both nationally and internationally; and we acted as a major source of capital, technology, and managerial know-how and an engine of growth to the world. Now our vision has to a great extent come true. We live in a world where free-market economics is the guiding ideology; where economies are increasingly interdependent; where dynamic growth has spread beyond North America, Europe, and Japan; and where we work daily in a variety of international economic institutions. Today, international trade represents a huge share of U.S. economic activity. In 1960, U.S. foreign trade accounted for about 9% of our GDP; now it accounts for almost one-quarter. U.S. exports to the world support 8.5 million U.S. jobs. It is no news to anyone here today that Asian economies are, quite simply, America's major growth markets: -- The IMF and World Bank predict that one-half of the economic expansion of the entire world during the 1990s will take place in Asia. -- U.S. sales to Asia are expanding more rapidly than to any other region--by 12.6% in 1994 over 1993. -- Asia now buys one-third of U.S. exports, compared to only 23% in 1985. -- By the year 2000, the market for automobiles in Indonesia, the Philippines, Thailand, and Malaysia will equal today's market in Canada and Mexico combined. Although the growth of world trade and investment has created great opportunities, greater economic interdependence has also spurred protectionism at home. Vulnerable U.S.industries and workers often blame international competition for their decline. That political reality is reflected in the growing debate in the U.S. today between isolationism and internationalism. Isolationists argue that, having won the Cold War, it is time to take care of ourselves--to fix our own problems. One effect is to demand cuts in our foreign aid budget, which in reality represents less than 1% of government spending. Another effect is increased criticism of multilateralism. The United Nations is a favorite target, but there also have been charges that the WTO and regional arrangements, such as NAFTA, are threats to U.S. sovereignty and jobs. America must promote its own interests--but it cannot do this by turning its back on the world. President Clinton has told the American people that we must compete, not retreat--that our national security in the post-Cold War period depends on our economic strength at home and abroad. The President is pursuing an aggressive, new economic strategy. That strategy is succeeding in strengthening our nation's ability to compete in the global marketplace by putting our own economic house in order; through efforts to open markets on a bilateral, regional, and multilateral basis; and by an aggressive export promotion strategy based on a strong public-private sector partnership. Let me explain. Putting Our House in Order Leadership begins at home. If we are to compete in the 21st century, we must solve our own domestic economic problems. This has been President Clinton's number-one economic policy priority. Two years ago, the President worked with Congress to achieve a five-year budget deficit-reduction package of $500 billion. In the last 26 months, we have created almost 6 million new jobs. Last year's GNP growth reached 4%. American industry is operating at its highest capacity in 14 years, and our inflation and unemployment rates--the so-called "misery index"--are the lowest in 22 years. Employment in the Federal Government is heading for its lowest level since John F. Kennedy was President. U.S. business has played a major role in the recovery. Corporate restructuring and productivity increases have been key. Not long ago, the Davos Economic Forum rated us the world's most competitive economy, pushing Japan out of its long-held first place for the first time since 1955. We are once again the world's greatest export machine. In short, the United States is back--as a competitor and as a responsible manager of its own economy. But we cannot stop here. In our new legislative environment, we must continue to press on with deficit reduction and attack the root causes of American domestic anxiety, including the wage stagnation which has persisted despite job growth. Market Access A second part of the Clinton Administration's strategy is to support U.S. competitiveness by making the world an easier place for Americans to do business. The Global Context. Through three administrations, the U.S. worked with our trading partners to complete the Uruguay Round. The result: a new World Trade Organization, with a broader scope, more authority, and a modern set of rules covering such issues as intellectual property, services, and investment. For the first time, we are addressing agriculture in a global context. Our challenge now is to make the WTO work, finish the job in areas such as financial services, and address new issues such as the link between trade policy and environment and labor standards. At the G-7 summit in Halifax this June, we will examine the multilateral trading system, as well as other multilateral institutions including the IMF, the World Bank, and the regional development banks. For the U.S., the goal is to explore how we can reshape international economic structures to respond better to today's global realities. Regional Approaches. The U.S. also is leading the way through regional efforts to open markets and create new business opportunities for American business. These regional efforts complement and strengthen the multilateral trading system because they contribute to a worldwide movement toward trade liberalization. Let me give you two examples. Here in our own hemisphere, the President hosted 34 democratically elected leaders at the Summit of the Americas in Miami last December. We had three goals for that meeting: to open markets throughout the hemisphere; to strengthen the movement to democracy; and to work together to improve the quality of life of all the people of the Americas. We agreed on 23 initiatives, including a commitment to eliminate existing trade and investment barriers and create a "Free Trade Area of the Americas" by the year 2005. In Asia, APEC is the best regional vehicle we have to enhance our efforts to open markets and investment regimes. In Bogor, Indonesia, last year, President Clinton and the other APEC leaders made a historic commitment to achieve free and open trade and investment in the region by the year 2020. For APEC's industrial members, the goal is 2010. APEC is now at a crucial crossroads--one that will determine APEC's future course and its relevance to the American business community. We have the vision and the political commitment. Now APEC must prove its value by making concrete progress toward creating a predictable trade and investment environment in the Asia-Pacific region. If it does not, it risks losing its promise--and the support of both the business community and the region's leaders. The Administration is working hard to ensure that APEC lives up to its potential. We are doing this by pressing in 1995 for one, development of a credible action agenda to implement APEC's free-trade goals which APEC leaders will bless this November in Osaka; and two, early practical benefits to business in areas such as customs and standards conformance. Progress in these "doing business" issues is a downpayment on APEC's longer-term trade liberalization. We are also working hard to expand the networks of an Asia- Pacific community through greater economic cooperation. We expect a number of U.S. initiatives to get off the ground this year, including: -- Establishment of the APEC Education Foundation and a new, permanent APEC Business Advisory Group; -- The APEC Study Center Telecommunications Network going on-line this spring; and -- Secretary Pena's hosting of the first meeting of APEC transportation ministers and industry leaders in Washington June 12-13. These efforts will expand markets for American business and allow all APEC members to realize better the economic benefits of liberalization. In all of these efforts, the government is working hand-in-hand with business. APEC is unique in its involvement with business at the political level. It is a model for international organizations. Bilateral Challenges. While working at the global and regional level, the U.S. also is continuing to press bilaterally for more open markets. The most recent examples are the breakthroughs on financial services with Japan under the bilateral Framework Agreement and the recent intellectual property rights agreement with China. Japanese commitments to open its trillion-dollar pension market to foreign fund managers, to provide greater opportunities for foreign firms in the $500-billion Japanese securities market, and to significantly liberalize cross-border transactions--on an MFN basis--set the stage for the successful outcome to the Uruguay Round financial services negotiations. The U.S.-China IPR agreement could lead to China's founding membership in the WTO and unprecedented progress in liberalizing the world's fastest-growing economy. National Export Strategy The final part of President Clinton's economic plan is a new National Export Strategy which emphasizes personal advocacy by the President, his Cabinet, and other senior officials to give American firms a competitive edge abroad. Our aggressive strategy is paying off. In Asia alone, American firms won 34 major contracts during one six-month period in 1994--contracts that will generate $5.3 billion in new U.S. exports and support more than 100,000 U.S. jobs. During the President's trip to the region for the APEC summit last November, Secretaries Christopher and Brown witnessed or signed deals for American companies worth $400 million in the Philippines, more than $250 million in Malaysia, and an estimated $40 billion in Indonesia. America's Desk. This strategy depends on our strong partnership with business--a partnership that marks a visible departure from the government's past relationship with the private sector. Before coming to government, I spent a number of years in the private sector, often working--with mixed results--to get the U.S. foreign policy machinery to support my company's efforts to break into new markets, iron out problems, and overcome trade barriers. From that perspective, one of the most exciting developments of my service in the Clinton Administration has been the unprecedented levels of direct support and assistance to U.S. companies abroad. At the State Department, Secretary Christopher has opened the Department's window on the business world. He calls it the America Desk. The Secretary regularly seeks out business leaders, pinpointing their concerns and putting them high on our foreign policy agenda. For example, during a trip to Asia in 1993, the Secretary heard a great deal of concern by American business representatives about illicit payments. In response, the Secretary launched a major initiative to get other countries to agree on an international code of practice on illicit payments. In May 1994, I am happy to say, the OECD asked its member states to take concrete steps to eliminate bribery in international business practices. We are working to make business support a core function of the modern Department of State. We are creating a corps of diplomats--and a State Department culture--that understands the importance of business, how to work with business people, and how to play a leadership role in opening new markets for our exports. Our embassies now regularly go to bat for U.S. firms, helping them to identify opportunities, handle problems, and make deals. The positive feedback we are getting about our embassies shows that already we are making a difference. As Business Week noted in a recent article, When they're not dealing with emergencies, the main brief of U.S. ambassadors in Clinton's new world order is to get the order--for whatever U.S. business happens to be in town. But I will be honest. Companies that find it easy today to get action and assistance at an embassy have a more difficult time getting our attention in Washington. We are now taking steps to make sure that the Secretary's America Desk mandate is heard and acted upon at home. We have established the Office of the Coordinator for Business Affairs, who reports directly to me. His job is to reach out to the business community, make sure that we consult businesses as we develop policies that affect their interests, assist companies in wending their way through the Washington bureaucracy and in using our embassies abroad, and expand the Department's and the embassies' role as advocate for U.S. business. This new partnership is a two-way street. We ask that you, here in the Northwest, help us find ways to make business work even better in Asia. We need your constant input--your scoring of how well we are doing in APEC in achieving concrete and pragmatic results. And we need your guidance as we define and solidify America's new economic leadership role in the post-Cold War period--in Asia and in the global economy To conclude: As the world has changed, the nature of American leadership has changed. We can no longer shape the world-- alone or with a handful of other great powers. But American leadership remains a critical element in the world's stability and prosperity. We lead now in different ways-- through multilateral persuasion and cooperation, through ground-breaking regional and bilateral initiatives, and by the example we set--both corporations and governments--in how we respond to new challenges. Today, we face more complex tasks in a more complex world. We are prepared to continue to lead and to work with you--the business community--to provide leadership to this new world. (###) ARTICLE 4: Ensuring Protection and Promotion Of U.S. Interests Overseas Richard M. Moose, Under Secretary for Management Statement before the Subcommittee on Commerce, Justice, and State, the Judiciary, and Related Agencies of the Senate Appropriations Committee, Washington, DC, April 6, 1995 Mr. Chairman, I welcome the opportunity which you have provided for me--and my colleagues from other agencies--to discuss before this subcommittee a subject of great importance to both the Congress and the executive branch--the need to devise a system to ensure a flexible, efficient, and stably funded platform for the protection and promotion of U.S. interests overseas. Merely by holding this hearing, you and the committee are taking a creative initiative which, hopefully, will redound to the benefit at the U.S. taxpayer and enhance the effectiveness of the U.S. Government's essential overseas programs. While I am congratulating you, let me put in a good word for ourselves. It is not often that executive branch agencies sit together, put their cards on the table, and commit themselves to finding a solution to a problem which has set them at odds with one another. It is rarer still for a collection of agencies to present themselves before their appropriators to say: "We have a problem with one another; let us tell you what it is and how we propose to solve it." That is very rare. The usual procedure would be for each of these Departments to approach you out of earshot of the others and attempt to beggar our colleagues. Then at some point, your patience exhausted, you would mandate a solution which the losers would immediately set about trying to un-do. Today, we hope to break with the precedent. This issue has concerned all of us for years. It is an area that the General Accounting Office--GAO--and our own Inspector General have repeatedly reviewed. The current administrative support system has survived over time--less because of its own merits than because of the difficulty in reaching a consensus on an alternative. The current system is broken. We want to fix it. We do not yet have a final position on how we think we should do that, but we will need your support if we are to succeed. The State Department currently carries a large part of the overseas financial and administrative burden, but the issue is important to all foreign affairs agencies; in fact, to all U.S. Government agencies with staffing abroad and not just those represented here today. The committee will know from its perusal of the recent GAO report the demographics of the U.S. overseas presence. The United States has more than 160 embassies and some 100 consulates, liaison offices, and other posts in almost every country in the world. They are staffed by about 19,000 full-time American employees from some 200 organizational units belonging to two dozen executive depart- ments and agencies. Some agencies have only a handful of American employees abroad; some have hundreds; others have thousands. Among the 19,000 in our posts abroad are some 7,000 of State's own people. These numbers do not include foreign national employees and contractors, let alone TDY personnel who number in the hundreds daily at some posts and quite a few of whom are considered "permanent TDYers." Resource cuts levied on State impact all agencies because they limit our ability to support the people they have staffing this nation's diplomatic missions. It is becoming a cliche to preface a comment with the phrase, "With the end of the Cold War." But there's no way around the fact that the U.S. Government's priorities overseas are shifting dramatically, as the distinction between "domestic" and "foreign" policy blurs. These changes are reflected in the kinds of people the U.S. Government is putting overseas and the places they are going. Creating jobs, for example, means opening new markets overseas, leading to new Commerce staffing in emerging markets. Fighting crime at home compels us to trace its connections abroad and to work with other governments on anti-crime initiatives. So the locations and levels of FBI, DEA, the Secret Service, and other law enforcement agencies' staffing take on new configurations and require enhanced coordination between agencies. Nothing illustrates the radically altered nature of our overseas priorities better than the fact that the Justice Department now has more Americans overseas than USIA and that the combined total of law enforcement people overseas will probably surpass that of USAID by next year, if it has not already. The fact that I cannot be certain tells you something. The unpredictability of the international environment puts a premium on the U.S. Government's ability to respond quickly to shifting priorities with staffing changes; yet, our present system inhibits this. On the accounting side, the Foreign Affairs Administrative System--FAAS--does not produce straightforward audit trail links between a particular service and its cost. As a result, the FAAS funding structure has become a "lightning rod" for serviced agencies concerned about both their overseas costs and the quality and adequacy of the services delivered--issues not directly related to FAAS's function as a cost-distribution system but a great and understandable concern to the serviced agencies. State's primary concern with FAAS is that we can no longer shoulder the personnel and financial burden it places upon us. We calculate that we bear about 70% of the costs while representing only about 30% of the people. As our budget diminishes in real terms, we have been forced to strip as much cost as possible out of our overseas structure, where we spend about two-thirds of our operating budget. Given the changing and expanding nature of administrative demands at posts, we must recruit, train, assign, and pay additional administrative officers--additional to our own needs. With the pressure to cut positions, our core functions are squeezed, and we have fewer people devoted to formulating and coordinating policy, analyzing developments, negotiating and advocating U.S. positions overseas, and assisting Americans in trouble. If it were not for the resources made available by the retention of application fees for machine-readable visas, we would even have to stint on our efforts to preserve the security of our borders. Because of the overall budget climate, we think it is imperative that we ensure that we find the most cost- effective ways to support U.S. Government employees overseas. The National Performance Review--NPR--under Vice President Gore's leadership, has given all of us in the foreign affairs community renewed incentive to match resources and structure to the mission--not vice versa. There are two main avenues for overseas streamlining. Within State we are pursuing this goal through the Strategic Management Initiative-- SMI. The SMI is, in Secretary Christopher's words, our "process for forging a comprehensive strategy for change." SMI teams are now developing for the Secretary's decision recommendations on the future shape of State's overseas presence, including downsizing missions and closing some posts. In the last two years, we have closed 17 posts. As part of NPR, we hope to close at least 15 more by the end of FY 1996. Our posts overseas, including an embassy in nearly every capital, constitute one of our great diplomatic strengths. Our virtually universal coverage allows us to make our case to governments around the world and to protect Americans, wherever they may be found, at a moment's notice. No other nation in the world has such a capability. Yet, because it is enormously costly to maintain American employees abroad, we clearly need to streamline and reduce our overseas costs. We will base more support services in the U.S. or at least regionally abroad. Specialized substantive expertise can be based regionally and shared, as well. Another result from SMI will be an end to the assumption that all embassies must be full-service operations. We need smaller embassies with staffs better trained and equipped, serviced by up-to-date technology, electronically linked to each other and to Washington agencies, and less reliant on costly security systems. This should be as true for our largest embassies as well as for our smallest. And our smallest embassies will be small, indeed: We are looking at "micro-embassies"--one- or two-person embassies that keep the flag flying and give us daily face-to-face contact with foreign officials and the public in the host country while avoiding the cost and infrastructure of more traditional embassies. However, I want to emphasize that the changing nature of State's own overseas presence--and our own reduced staffing levels--will have a direct impact on State's ability and willingness to support the administrative needs of other agencies overseas. Agencies must factor these new realities into their overseas staffing plans. The second avenue to overseas streamlining is through inter- agency cooperation in the context of NPR. In January, the Vice President instructed State, ACDA, USAID, and USIA to establish common administrative services, eliminate unnecessary and duplicative practices, and use the private sector and competition to cut costs. STATE, USAID, USIA, and ACDA have, in fact, consolidated or agreed to consolidate 24 domestic administrative operations, ranging from printing services to computer security. Additional initiatives are currently underway which can create significant additional consolidation or expansion of consolidation and cooperation efforts already in place. We will also look at embarking on an effort to greatly increase the compatibility of all management information systems, e-mail, Internet, and secure messaging. Also, and finally, in January 1995, the Vice President asked the PMC to review the structure of all government agencies operating overseas. The PMC will report to him this month on specific steps that can be taken to streamline overseas operations, reduce the costs of administrative services, and make better use of information systems and communications technology. Under the PMC's sponsorship, State, USIA, USAID, Commerce, Justice, and all of the other primarily concerned agencies are examining the feasibility of cooperative administrative support units--CASUs--for our overseas posts. This is the effort upon which our hopes are pinned. Under the CASU, one or more agencies at a given post would take the lead in providing administrative services under the oversight of a local "Board of Directors." The study is also reviewing financing arrangements for CASU with the object of arriving at a system which is simple, transparent--including to the Congress--and equitable to all agencies. Applying the CASU concept overseas would place oversight of service and funding on the level where the activity takes place--the individual posts--give all participants a direct sense of ownership, make it possible for agencies to calculate how much it really costs to have staff at a given post, and reinforce one of our great strengths--our embassies and the country teams. Overseas CASUs would have the following attributes: -- Strong voice for participating agencies in post operations; -- Transparent cost calculations; -- Full reimbursement to provider agencies; -- Built-in incentives for high-quality and low-cost service delivery; -- Flexible choice of products and services; and -- Encouragement for streamlining and cost savings. The CASU concept would allow us to put into operation a number of modern management practices while building on the Secretary's SMI initiative. It would: -- Push responsibility down to the level where the activity takes place, i.e., the post; -- Give all participants a direct sense of ownership and draw on the best of "customer service" concepts; -- Make it possible for agencies to calculate how much it really costs to have staff at a given post; and -- Build on one of our great strengths--our embassies and the country teams. Many aspects of this scheme remain to be explored, but the public interest in an equitable resolution is considerable. Absent agreement on a mechanism to fund the CASUs, each agency, State included, will be compelled to make its own arrangements. Given the inevitable duplication of effort, this cannot be in the public interest. Agencies with only a small presence will find themselves particularly hard pressed, and the coherence of U.S. Government efforts in any given country will inevitably suffer. Those of us who are working hardest on this problem recognize that there is no acceptable alternative to success. Inevitably, any equitable solution will entail base transfers; and, since almost every single appropriations committee has at least one agency in this puzzle, it can only be solved with the cooperation of the overall appropriations leadership. Vice President Gore and Secretary Christopher have launched us on a plan to move vigorously--in cooperation with NPR and other agencies--to position ourselves for the future, to produce a diplomatic platform that prepares us to carry out U.S. interests well into the next century. We hope that we can count on you to join us in that effort. I thank you for your consideration. I look forward to joining my colleagues in answering the committee's questions. (###) ARTICLE 5: The U.S. Government Role in the NIS: From Aid to Trade James F. Collins, Senior Coordinator, Office of the Special Adviser to the Secretary for the NIS Statement before the Harvard-Columbia Arden House Conference on U.S.-Russian Relations, Harriman, New York, March 17, 1995 A little over three years ago, while serving in Moscow, I watched Mikhail Gorbachev sign a document to dissolve the former Soviet Union and, with that action, to create a new Russia and 11 other independent states. Russia and the other New Independent States have undergone dramatic change since then, and the Clinton Administration has made support of political and economic reform in these societies and their integration into the world economy its highest foreign policy priority. At the core of our NIS policy is the belief, as articulated by President Clinton in his State of the Union address, that "our security depends on our continued world leadership to advance the causes of peace and freedom and democracy." In no area of the world is American leadership more critical and more needed than in the vast territory of Eastern Europe, Russia, the Caucasus, and Central Asia. The United States has a tremendous stake in the success of the efforts of these new states to become stable, democratic nations and market economies. At issue is nothing less than whether these new countries, which cover one-sixth of the earth's surface, can find a place as responsible and cooperative members within the community of nations and, thus, ensure that major threats to our security never arise again from this part of the globe. It is our firm belief that the NIS will not succeed in this endeavor without the success of economic reform and democracy in Russia. But it seems equally clear that the fate of all these countries is linked. Russian democracy and reform can only be assured if democratic, free-market models take root elsewhere in the NIS, particularly in Ukraine. From the beginning, the U.S. has been in the forefront in promoting and enhancing the independence and sovereignty of each of these new states. We worked to assure full diplomatic representation in all these states and to support their full participation in international bodies, such as the UN and OSCE. We encouraged them to create new links and patterns of cooperation with European institutions. We led, for example, in founding the North Atlantic Cooperation Council and then the Partnership for Peace. We strengthened the CSCE by converting it into the OSCE and giving this body greater institutional importance. In the economic sphere, we have been conscious that the viability and independence of these states would depend on their ability to develop national economies built on market principles. In our efforts to promote economic reform, we started with a handicap in the form of an array of Cold War- era laws that restricted our ability to conduct economic relations with these states. With Congress' cooperation, we have worked to repeal most legal barriers to trade and investment, while at the same time normalizing our economic relations by putting in place a network of bilateral trade, investment, and tax agreements. That work has largely been done. We have also encouraged the integration of these new states into the global trading system. We are actively supporting, for example, the accession of Russia and Ukraine to the GATT/WTO. Participation in the Western economic fora offers a very real incentive for these states to deepen their commitment to reform and to adopt accepted rules of economic behavior. That is why we have supported Russia's inclusion in the G-7 summit at Naples last year, and in Halifax this June. To further promote reform in these states, the Clinton Administration sought and received authorization from Congress to undertake a massive assistance effort to the NIS region. Since 1991, Congress has made available $4 billion in technical and humanitarian assistance for Russia and the other NIS. It has provided an additional $1.3 billion in so- called Nunn-Lugar funds to assist in dismantling nuclear weapons in these states. This is a substantial commitment of U.S. resources, and launching such an assistance effort of this magnitude has not been without problems. Over the past two years, we have developed a number of principles to ensure that these monies have maximum impact and to integrate the program into our broader policy goals. Let me review this assistance strategy with you. First, we condition our assistance, as provided in the FREEDOM Support Act, on these states adopting serious political and economic reforms. Our intention has been to support reformers, and through them reform, at all levels. From the beginning, about two-thirds of our NIS assistance has gone to entities other than central governments. And the FREEDOM Support funds that have gone to central governments in the NIS have gone primarily to support the institutional programs that directly promote democracy and market reform, such as election assistance, the drafting of commercial codes, and the setting up of privatization programs. In the process of providing this assistance, we have gained unprecedented access and influence within Russian society and helped to open what had essentially been a closed system, isolated from the West. Second, we seek to marry our assistance with broader diplomatic efforts: Nunn-Lugar funding is reducing nuclear arsenals and combating the spread of nuclear weapons and materials; our technical assistance is fighting international crime, narcotics, and terrorism and fostering an environment in which our companies can do business; and other programs, like Baltic Officer Resettlement, are helping to normalize relations between Russia and the other NIS by persuading Russia to withdraw its troops from that region. Third, we constantly fine-tune the program to assure it reflects actual conditions on the ground and the needs of the recipients. As market reform has taken hold in Russia and the other NIS, we have shifted the emphasis of our programs from humanitarian to technical assistance and to new areas, such as combating corruption, which host governments have identified as priorities. We are also shifting the balance of resources from Russia to other reforming countries. In FY 1995, more than 60% of our assistance will go to the non- Russian NIS; we expect that figure to climb to more than two- thirds in FY 1996. Fourth, we have encouraged private sector linkages since trade and investment, not assistance, will be the long-term basis of our relationship with Russia and the NIS. Much of what we do under our technical assistance programs--whether in privatization, banking reform, or commercial law-- helps create an environment to support private sector activity. An increasing share of our assistance monies are now also being directed at funding the more traditional business promotion programs operated by Eximbank, OPIC, TDA, and other U.S. Government agencies. We are hopeful that these programs will provide real opportunities for U.S. business in the region. We recognize that in this period of transition, when private sectors are only just emerging in the NIS, such linkages are hard to establish. Therefore, we are using government-to- government contacts to expand the potential for economic, scientific, space, and environmental cooperation. The joint commission that Vice President Gore chairs with Russian Prime Minister Chernomyrdin is an effective example of what we are doing. Through the commission, we are working to move major American investment projects forward in Russia, including several multi-billion dollar energy deals, to resolve pipeline access for our oil joint ventures in the region, and to identify opportunities for American business to participate in the conversion of Russian defense industries to civilian production. Under the aegis of the commission, we have fielded several OPIC investment missions and Department of Commerce-led trade delegations to Russia. We have established similar commissions for Ukraine and Kazakhstan and are hopeful that they will prove equally effective in using U.S. Government and private sector cooperation to promote trade and investment. This is a process that also helps in our efforts to open these societies and expose them to Western economic and political ideas and behavior. Finally, we seek to leverage our assistance with efforts of the wider international community. U.S. leadership within the G-7 and with the international financial institutions has been essential to mobilizing multilateral support for reform in the NIS. It was at U.S. initiative that the IMF established the Systemic Transformation Facility--STF--a new IMF lending program designed to provide pre-stabilization support in advance of more traditional IMF stand-by programs. Most of the NIS have taken advantage of the STF program. Russia and Ukraine's assumption of IMF stand-by programs in recent weeks is a historic event. Their ability to implement the stand-by owes much to the earlier experience with the STF program and also to the essential role played by the U.S. Government in keeping the international financial institutions actively engaged in negotiations with Moscow and Kiev. The IMF agreements are good news, but despite this success and the consistent support of the U.S. and our allies, the transition of Russia and the other NIS has taken longer and proven more fitful than we had first hoped. The leadership committed to reform in Russia alone has appeared in peril and has then been rescued, not just once but several times over the past three years. It is essential that we appreciate that reform will not follow a linear path in any of these countries. The transition underway has unleashed political and social forces--both old and new--that are contending to control and influence the process of reform. Unfortunately, there has been a tendency in the media to respond reflexively to these twists and turns, to paint the situation and the fate of reform in starkest, black-and-white terms. For example, last month when Russia's negotiations with the IMF went into recess, press reports talked about a break-off in negotiations and the IMF loan being in serious jeopardy. A few weeks earlier there was alarm over remarks by the then-minister of privatization, who seemed inclined to bring some industries back under state control. This was, obviously, a real fight over control of resources, the stuff of political power struggles. The upshot, however, was the removal of that minister and a strengthening of the grip of reformers on the process of privatization. The most recent questions about the future of reform has clearly been the situation in Chechnya. Russia has embroiled itself in a not very well thought out military effort to reign in a breakaway region of the federation. Tragically and unnecessarily, the Russian Government has carried out this military campaign in such a way as to cause large numbers of civilian casualties and hinder humanitarian assistance. As seriously, Chechnya has also proved a deeply divisive element in Russian political life and has become a serious setback for the cause of reform and democratization. But how serious a setback it will eventually prove to have been is not yet clear. It is not at all certain that the conflict will permanently damage Russia's Federal structure, its territorial integrity, or its market reform program. Paradoxically, Chechnya has produced promising signs of the health of Russia's new democracy. There has been open debate of the conflict in the Duma. The press has been outspoken in its criticism, and there is evidence that parts of the government--if not all--have heard criticisms and acted on them. My point is that building a democratic society and a market economy has not been smooth, and we can expect further fits and starts in the future. But despite reversals, we need to appreciate the fundamentally changed context in which political and economic events are taking place in the region. Looking at Russia, we can begin to appreciate the enormity of the changes that country has undergone in only three years. -- First, and I believe foremost, Russia and the other states no longer see themselves isolated from the broader world by an ideological conflict. -- The centralized, command economy is gone. Prices have been largely freed. Russia is now bringing its trading system into conformity with the GATT/WTO. -- Where controls remain, such as the energy sector, prices are moving toward world levels, and the export quota system, which has been the basis of controlling domestic prices, is being eliminated. -- Some 70% of industry has been privatized; virtually all small shops and businesses are in private hands. -- Russia has begun the massive job of creating the legal, tax, and administrative structures necessary to regulate and sustain a market economy. A new civil code was passed; bankruptcy laws are beginning to be enforced. -- The Central Bank has begun to function to regulate monetary policy. The ruble is now the currency only of Russia, and it is freely traded for foreign exchange inside the country. -- Foreign investment is welcomed; the U.S. is the largest single investor, with some $700 million. There is general recognition that Russia has to create a more attractive investment climate, and Prime Minister Chernomyrdin has established a Foreign Investment Advisory Council. -- Creating a predictable and stable tax regime will be critical for promoting business and investment. President Yeltsin acknowledged to President Clinton in September that overhauling Russia's tax regime would be a priority in 1995. -- Russia has, at last, concluded an IMF program and adopted a budget that puts it in a very good position to stabilize its economy, lower inflation, and strengthen the ruble over the course of this year. -- Russians now have access to a range of Western and other consumer goods that were available to only the most senior of Communist Party bosses three years ago. Prices are high, but many Russians are, for the first time, enjoying the fruits of a consumer economy. There is more good news for the NIS region as a whole. Reform is spreading. Kazakhstan and Kyrgyzstan were early leaders in Central Asia. Small Moldova has doggedly pursued reform; we hosted a visit by Moldova's leading reformer, President Snegur, to Washington last month. In recent months, a second wave of reformers has arisen in the western NIS: in Ukraine, as I have already noted, but also in Belarus, Georgia, and Armenia. Ukraine's new President, Leonid Kuchma, has worked closely with the IMF to a prepare a broad reform program to address the country's economic crisis. President Kuchma has told us that Ukraine has no other alternative but to build a market economy, and the Ukrainian people have come to realize that they wasted three years by deluding themselves that they could avoid tough economic decisions. The IMF's board will consider Ukraine's program when it meets on March 31. The IMF has identified, however, a substantial gap in balance-of-payment financing over and above the resources that the IFIs can provide and is looking for donor countries to fill this gap in 1995. The U.S. is now leading an international effort to mobilize substantial external support to do this. We will require cooperation from Russia and Turkmenistan--Ukraine's principal creditors and suppliers of energy--in the form of debt rescheduling. It will also require new commitments of support from the G-7. The United States announced $100 million in support for Ukraine last fall and will be making major new financial commitments of support at a World Bank pledging session to be held next week in Paris. We are hopeful that resources will be committed at this session to allow the fund to approve Ukraine's program at the end of the month. At the opening of the conference, you posed the question to keynote speakers: Has Russia--and by extension, the other NIS--come of economic age? I would have to give you a qualified response. Much has been accomplished in three years, particularly in Russia. But, of course, much more has to be done. In all these countries, additional steps need to be taken to fully make the transition to a market economy. -- Inflation is still far too high. -- We still need important legislation to protect investors as well as local businessmen. We urge early ratification of our bilateral investment treaty in Russia. -- Most have failed to put an adequate social safety net in place, and many of the largest state enterprises still require fundamental restructuring. -- Crime and corruption remains a serious threat. Witness the tragedy of the Listev assassination. But the basic direction of reform is clear, and its cumulative impact is building a market economy in Russia and in other countries of the NIS. We have only to look to the situation just three years ago to grasp the extent of change and to find reason for hope in the future. (###) ARTICLE 6: U.S. Policy Toward Guatemala: The Cases of Michael Devine and Efrain Bamaca Alexander F. Watson, Assistant Secretary for Inter-American Affairs Statement before the Senate Select Committee on Intelligence, Washington, DC, April 5, 1995 Mr. Chairman: I welcome this opportunity to appear before you and your colleagues on the Senate Select Committee on Intelligence to discuss United States policy in Guatemala and the killings of Michael Devine and Efrain Bamaca. You are doing the right thing to conduct these hearings. It is important to get the facts out--to the Congress, to the public, and to the families of the victims. That is precisely the intent of the President and Secretary of State Christopher. The President has asked the Intelligence Oversight Board--IOB--to conduct a thorough review of all aspects of the allegations associated with and the policy issues raised by these two cases. The IOB will review the facts surrounding these cases and make appropriate recommendations. As the Secretary stated before the Congress last week, should disciplinary or other such action be indicated, it will be taken. The Administration will provide the American people with as much information about the review as possible. The Secretary has already recommended the fullest disclosure possible. Mr. Chairman, promotion of human rights abroad is a fundamental principle guiding the Clinton Administration's foreign policy. The responsibility to protect and assist American citizens abroad is a particularly compelling obligation assigned to the men and women of our foreign service. This statement, therefore, deals in large part with how the Department and our embassy in Guatemala discharged those responsibilities in the two cases at hand. Your staff has indicated, however, that an overview of U.S. policy in Guatemala--and how it has evolved over time--would be helpful. Let me do that before turning to the cases of Michael Devine and Efrain Bamaca. Overview of U.S. Policy in Guatemala Guatemala is a deeply troubled country. It is sharply divided along ethnic and social lines. The peasantry live in acute poverty. Decades of authoritarian and, often, extremely violent politics have inhibited the growth of democratic institutions. Promising political leaders have often been assassinated or driven into exile. The security forces have long violated human rights with impunity. A virulent left- wing insurgency practiced a policy of "take no prisoners" and assassinated U.S. Ambassador John Gordon Mein in 1968. In recent years, electoral politics have begun to function, but these democratic developments remain fragile. When the Central American crisis erupted in Nicaragua and El Salvador in the late 1970s, our relations with Guatemala were problematic. The United States had provided substantial assistance to Guatemala under the auspices of the Alliance for Progress. Promotion of greater respect for human rights became a particular concern under the Carter Administration. The emphasis on human rights and the conditionality the United States placed on military assistance, in particular, stimulated a nationalistic backlash among the Guatemalan military officer corps, leading it, in 1977, to reject our military aid. It would not be restored until FY 1986. In the late 1970s and early 1980s, the guerrilla insurgency acquired much larger dimensions. It was met by an increasingly brutal counter-insurgency campaign carried out under a succession of military leaders: Laugerud Garcia (1974-78); Lucas Garcia (1978-82); and Rios Montt (1982-83). Large-scale out-migration of Guatemalans began during this period, with some 45,000 taking refuge in Mexico. Several hundred thousand Guatemalans who were uprooted by the war reside in the United States today; about 100,000 have pending asylum claims. There is no generally accepted figure for the number of Guatemalans killed during the conflict, but estimates range upward from 100,000. Human rights abuses throughout this period were pervasive and systemic. They are well-documented in the annual human rights reports of the Department and in those of non-governmental organizations. It was also under Rios Montt that the military formed community- based civil defense patrols--PACs--and armed the nearly half- million Indian peasants who were recruited into them. In time, two problems associated with the PACs emerged: forced recruitment into their ranks and human rights abuses which they committed. In 1983, Rios Montt was overthrown by the Guatemalan army itself. His Defense Minister, General Mejia, was named head of state and moved to hold constituent assembly elections the following year. Following adoption of a new constitution in 1985, Guatemala held free and fair elections, won by the Christian Democratic candidate, Vinicio Cerezo. During the next eight years-- between 1985 and 1992--the United States provided Guatemala about $936 million total aid. About $33 million of that amount was military, including financing and training. This was a significant amount of total aid but, for purposes of comparison, in the same period we gave $2.5 billion to El Salvador and $1.175 billion to Honduras. In terms of aid per capita, the disproportionality was even more pronounced. El Salvador received between four and five times as much total aid per capita as Guatemala. The Bush Administration suspended military assistance--both financing--FMF and grant aid--MAP-- in 1990 after concluding that elements of the military were responsible for the murder of American citizen Michael Devine. Our total aid in 1993 and 1994 was about $113 million, of which $148,000 went to IMET programs. When Cerezo took office in January 1986, a regional diplomatic effort spearheaded by Mexico--known as the Contadora Process--had been underway for nearly three years. It was about to give way to an all-Central American initiative--the Esquipulas Process. Both diplomatic efforts were aimed at bringing the Central American insurgencies to an end through peaceful negotiations and national reconciliation. The Esquipulas Process produced a series of agreements beginning in 1987 that provided the framework for free elections in Nicaragua in 1990 and the resulting demobilization of the Nicaraguan "contras." Peace negotiations had begun on a separate track in El Salvador in 1984; they eventually culminated in the historic 1992 comprehensive accords that ended that conflict. In Guatemala, President Cerezo initiated talks with the Guatemalan guerrilla umbrella organization--the URNG--in 1987. Those talks made only limited progress but were continued and made more headway under President Serrano, elected in 1990. It was during Serrano's term, in the last year of the Bush Administration, that the United States initiated direct contacts with the URNG to encourage forward movement in the peace process. This support for the peace process has intensified during the Clinton Administration when, at the request of the Guatemalan Government and the URNG, the United States joined five other governments to constitute a "Group of Friends of the Peace Process." President Cerezo completed his term and became the first civilian elected leader in Guatemala's history to turn power over to another civilian elected leader--Jorge Serrano, in 1991. President Serrano betrayed his oath of office to uphold the constitution and attempted to dissolve the Congress and Supreme Court on May 25, 1993. In the ensuing 12-day crisis, the Clinton Administration worked intensively to get democracy back on track. We collaborated closely with the Organization of American States, other interested governments--including Mexico--and with key sectors of Guatemalan society itself to produce a peaceful, constitutional outcome. The result was the departure of Serrano and the election by the Guatemalan Congress of Ramiro De Leon Carpio, the widely respected Human Rights Ombudsman. At the conclusion of the crisis it was clear that the Guatemalan military had acted responsibly. In particular, the military had backed the finding of Guatemala's constitutional court that the actions of Serrano and his vice president were unconstitutional. De Leon's selection and the role of the military during the crisis gave us considerable hope that Guatemala could move to further consolidate its democracy, improve respect for human rights, and end its insurgency through negotiations. Nothing would have a more dramatic and immediately favorable effect on the human rights situation than an end to the internal conflict. Our policy has thus placed considerable emphasis on that goal. In January 1994, the government and URNG resumed negotiations and agreed to a new framework agreement and timetable for concluding the talks. Under the new framework, the talks were moderated by the United Nations and the Friends were given a supporting role. We appointed a special representative to the Friends group to give our own support emphasis and focus. Under the calendar, the parties laid out a schedule of issues to be negotiated and set the end of 1994 as the date for a comprehensive agreement. Talks made excellent progress during the first half of 1994. Three accords were particularly noteworthy. A human rights agreement reached in March 1994 provided for a UN Human Rights Verification Mission--MINUGUA- -which has now deployed 313 human rights monitors throughout Guatemala. The accord also provides that the Human Rights Ombudsman has the responsibility to verify that service in the Civil Defense Patrols is voluntary and to determine whether PAC members have committed human rights abuses. The government declares it will not support these patrols or arm new volunteer civil defense committees once peace is obtained. Acceptance by Guatemala of this international presence was a hopeful sign of its growing desire to abide by internationally accepted norms of human rights. The Guatemalan Government and the URNG also reached accords on aid to persons displaced by the war, which is already attracting international economic and technical support, and for a historical clarification commission. The latter accord provoked controversy. The commission will begin to function only after a comprehensive agreement is reached. It will have the mandate to make a public report on human rights violations committed by both sides during the war, but it does not have the authority to assign individual responsibility, and its findings are not to be used for prosecutions. Partly owing to the adverse reaction to this accord from within its own ranks, the URNG suspended talks in June 1994. Negotiations did not resume until last October. Progress thereafter was slow, but last week in Mexico City, the parties signed a fourth agreement concerning the rights of Guatemala's indigenous population. The parties are now attempting to reach a final peace accord by a new target date of August 1995. That is an ambitious goal, especially as Guatemala holds presidential elections in November and the De Leon transitional presidency is drawing to a close. The Clinton Administration believes that the peace talks still offer the most concrete hope for ending the last of Central America's internal wars and for bringing about a lasting improvement in respect for human rights in Guatemala. Last year, in a step full of symbolism, we redirected the remaining $4.6 million of the military assistance suspended in 1990 into a peace fund to support implementation of peace accords. In sum, the peace talks are key to Guatemala's future and will continue to receive our full support. That is not to say that our human rights policy in Guatemala is limited to support for the peace process. Far from it. Read our human rights reports. They are candid and detailed. They pull no punches. We believe that they have encouraged Guatemalan human rights supporters and that our policy has given them some protection and greater space to act. Our human rights policy is not confined to advocacy and support of cases in which we have a U.S.-citizen interest. We have been vocal and active in countless others as well--the cases of Myrna Mack, Maritza Urrutia, and Amilcar Mendez--to cite just three cases active in recent years. Our human rights policy also seeks to strengthen Guatemalan institutions that have responsibility for protecting and improving respect for human rights. Specifically, we have: -- Supported the Office of the Human Rights Ombudsman to improve its ability to gather and analyze information on human rights abuses. Grants totaling $2.6 million in the last five years have enabled the office to set up regional bureaus, install a computer tracking system, and extend education programs to indigenous audiences; -- Launched this year a three-year, $2-million program of education, technical assistance, and other support to help indigenous and grass-roots non-governmental organizations increase participation of the disenfranchised in civil society; -- Worked to improve the administration of justice through a $5-million project to increase the judicial system's independence and professionalism and to support efforts by the Public Ministry and MINUGUA to prepare cases for trial under the new Criminal Procedures Code that took effect last July; -- Assisted municipalities to pursue legal reforms through the Local Government Outreach Strategy Project; -- Provided training to civilian investigators in the Public Ministry; and -- Supported the protection of street children by providing financial assistance to NGOs and the children's bureau of the Human Rights Ombudsman's office. Let me say that we see no conflict between our participation in the peace process and our pursuit of human rights. Indeed, we view these efforts as complementary. The first major accord in the peace process deals precisely with halting violations of human rights. It is only by guaranteeing basic human rights and political freedoms that democracy becomes fundamental and accessible to all Guatemalans and national reconciliation can be assured. In sum, our human rights policy is comprehensive and multifaceted. We seek to protect the rights of individuals and pursue with diligence specific cases of abuse. We actively support Guatemalan efforts to build the institutions of democracy and law which ultimately are the only guarantee of human rights. We make clear our commitment to constitutional government and free and fair elections. We participate in the peace process whose ultimate objective is to create the conditions for democratic progress. Mr. Chairman, hundreds of thousands of American tourists visit Guatemala every year--not only Guatemala City and the major attractions of Antigua, Lake Atitlan, and Chichicastenango. They also visit the Mayan sites of the Peten and the less accessible highlands. Protection of citizens who encounter problems is an interest to which we devote considerable resources--publication of consular information sheets and travel advisories and warden systems for checking on the welfare of citizens in the event of a natural disaster. In Guatemala, we devote the services of one consular officer full time to the needs of U.S. citizens. Other consular staff lend assistance as required and, on occasion, consular welfare cases become the all-consuming focus of the entire embassy team. There have been numerous instances of such all-out efforts in the last two years in particular, as violent crime throughout Guatemala has increased. Kidnapings have been a problem in the last year. In those cases, we turn to Guatemalan authorities--political, police, and sometimes military--for help. Cooperation is generally quite good. I make that point because--in fairness to the Guatemalan Government and people--it is the truth. It is not always the case, however. Let me now turn to the two cases that bring us here today. These cases date back to the early 1990s, but, as they are unresolved, they remain of concern to us. In both instances, we worked with two courageous American women whose testimony you will hear today. Case of Michael Vernon Devine U.S. citizen Michael Devine was murdered June 8, 1990, near his ranch in Poptun, Guatemala. Given the remote location and the absence of any police investigative ability in the area, our embassy in Guatemala initially sought investigative assistance from the Guatemalan military. The embassy concluded in a matter of weeks, however, that the military itself was likely involved. Thereafter, and until the senior military commanders at the time of Devine's murder were replaced, we pressed our interest in resolving the case with the civilian government--first under President Cerezo and thereafter with Presidents Serrano and De Leon. Our goals throughout were to see the killers, intellectual authors, and senior officers whom we believed to have covered up the crime face punishment and, in doing so, to have civilian control over the military effectively exerted. In December 1990, to drive home our dissatisfaction with the lack of real progress toward achieving these goals, the Department suspended FMF and MAP expenditures--both committed funds in the pipeline and new assistance--to the Guatemalan military. It also stopped authorization of the commercial sale of defense items to Guatemala's military. We maintained a small IMET program totaling $772,000 between 1991 and 1994. Sheer persistence on the part of former Ambassador Stroock and his staff, together with the effective and courageous work of a private investigator and a Guatemalan attorney hired by Mrs. Devine, resulted in the conviction by a military court of five enlisted men for the murder in September 1992. The men were given 30-year sentences. Those sentences subsequently were upheld by the Supreme Court of Guatemala. The men are now serving those sentences. Following continuous pressure by our Charge d'Affaires and the embassy after Ambassador Stroock's departure in November 1992, Guatemalan army Captain Hugo Contreras also was tried and convicted of complicity in the murder in May 1993. He was given a 20-year sentence but, in our view, was allowed to escape from military custody the very same day. We have pressed continually for the Guatemalan military to find and reapprehend Contreras. Following her arrival in Guatemala in June 1993, our new ambassador, Marilyn McAfee, pressed continually for the Guatemalan military to locate and reapprehend Contreras. We have not been successful, but neither have we abandoned that effort. We believe that senior officials of the Guatemalan army likely ordered the detention and interrogation of Michael Devine, possibly in connection with a case of missing army rifles. We have absolutely no reason to believe that Devine was engaged in any illegal or even improper activity, nor is it the case that Devine was a DEA informant, as has been alleged in the press. It is virtually certain that the two colonels--Garcia Catalan and Portillo--who commanded the base from which the five enlisted men operated were conspirators in the subsequent coverup. We have conflicting information on the role of Colonel Alpirez. The bulk of the information suggests that he was involved in a coverup. The embassy repeatedly pressed and continues to press the Government of Guatemala and senior military officials themselves to obtain an honest account from Alpirez and others. Case of Efrain Bamaca Velasquez Guatemalan guerrilla Efrain Bamaca Velasquez disappeared on March 12, 1992, after a firefight with the Guatemalan army. For nearly a year, his American-citizen wife, Jennifer Harbury, told us she believed he died in combat. However, a former guerrilla, Santiago Cabrera Lopez, testified in February 1993 that, while detained by the Guatemalan military, he had seen Bamaca alive in military custody at the San Marcos military base in March and July 1992. At that point, Ms. Harbury contacted our embassy for the first time on March 9, 1993, identifying herself as Bamaca's wife and seeking our assistance. The embassy responded quickly, mobilizing all elements of the embassy team to raise the case with their contacts in the Guatemalan Government to seek new information. On March 15, our Charge d'Affaires raised the case with the Guatemalan Attorney General. On March 18, embassy officials contacted the then Human Rights Ombudsman, Ramiro De Leon. He told them of inquiries about Bamaca the previous year--in 1992--from the URNG and the approaches he made as a result to the Guatemalan military. The military claimed Bamaca was probably buried in an unmarked grave in Retalhuleu, the site of the firefight. De Leon had obtained permission to exhume the grave in May 1992, but the proceeding was halted on the grounds that no family members or dental or other identifying records were present. On March 22, 1993, the embassy raised the case with the Guatemalan president's top human rights adviser. We also raised the case directly, in several channels, with senior military and military intelligence officials. From the outset, however, and to this day, the Guatemalan military maintained that they did not capture Mr. Bamaca. Ambassador McAfee addressed the subject of clandestine prisons--an issue raised by the Bamaca case--with President De Leon on July 11. She brought up the same issue, specifically referring to the Bamaca case with Minister of Defense Enriquez on July 29, and did so again with President De Leon on August 2. This pattern of aggressively pressing our interest in the Bamaca case continued throughout 1993 and to the present. U.S. Government officials met with Ms. Harbury frequently and at high levels in Washington and Guatemala--a reflection of our extraordinary interest in the case. Ambassador McAfee made herself continuously available. In Washington, Ms. Harbury met on numerous occasions with senior officials in our Bureau of Inter-American Affairs; with Assistant Secretary for Democracy, Human Rights, and Labor Affairs John Shattuck; with Ambassador Geraldine Ferraro; and with National Security Adviser Anthony Lake. During Ms. Harbury's October-November 1994 hunger strike in Guatemala City, Ambassador McAfee visited her frequently and a consular officer visited her daily. Concerned for her physical safety, they had the embassy's security guard visit the central plaza, where she conducted the strike, several times a day. Photographs of a visit to her by Ambassador McAfee and my senior adviser Richard Nuccio appeared on the front pages of most Guatemalan dailies, conveying a graphic message of official U.S. protection, support, and concern. At the same time, we were asking our intelligence services to search their files and data bases for all available information, to evaluate and re-assess the information available--as is often the case, much was from secondary or sub-sources--and to collect new intelligence. As additional information was acquired, we became more and more persuaded that the Guatemalan military had in fact captured Bamaca in 1992. The Department instructed Ambassador McAfee to meet with President De Leon on November 11, 1994. The Ambassador told De Leon that, according to information available to the USG, Bamaca was captured alive by the military, transferred to the San Marcos military base, and that his wounds were not life-threatening. She also told him that, as President, he had a responsibility to ensure that the investigation underway would be vigorously pursued to confirm the facts of the case and to take appropriate strong action. On the same day, Ambassador McAfee met with Jennifer Harbury, who had just ended her hunger strike. Ambassador McAfee told Ms. Harbury that she had informed President De Leon that we had credible information that Bamaca had been captured alive by the military and that his wounds were not life- threatening. The Ambassador also shared with Ms. Harbury our candid assessment that there were, unfortunately, no indications that Bamaca survived much beyond the first few weeks of his captivity. Ms. Harbury understandably wanted to know more. We felt that we had a strong obligation to share with her our best assessments drawn from intelligence sources--once we were confident of them--but could not share specific intelligence without putting at risk the people who were helping us find out what happened. As additional information was acquired in the ensuing months, the intelligence community became increasingly persuaded that Bamaca had in fact been killed while in military custody. On several occasions between December 1994 and March 1995, Administration officials told Ms. Harbury of our belief that, while we lacked conclusive evidence, Bamaca had not survived. Ms. Harbury, during the same period, told us of numerous instances of people coming to her anonymously with reports that Bamaca had recently been seen alive in military custody. The only such report lending itself to verification turned out to be bogus. None of the intelligence supported Ms. Harbury's hope that Bamaca was still alive and we repeatedly conveyed that painful message. When, in late January of this year, additional intelligence was received and evaluated, we instructed Ambassador McAfee to approach President De Leon again, urging him to order the re-interrogation of senior military officers who might have been involved in Bamaca's disappearance. We specifically urged that Colonel Alpirez be interrogated again. We did not assert to President De Leon any conclusion as to Colonel Alpirez' role--the information available was not sufficiently definitive--but we were confident that Alpirez must have had direct knowledge of what happened to Bamaca and we urged in no uncertain terms that he be interrogated again. Ambassador McAfee made this demarche on February 6. On February 8, Department officials informed Ms. Harbury of the demarche, telling her as well that "the information available to us, while it is not conclusive, suggests your husband was killed following his capture." It was the considered view within the Administration, however, that we could not properly mention Alpirez' name to her because it might prejudice the investigation we expected President De Leon to undertake and because we could not draw a definitive conclusion about Alpirez' role in the Bamaca case. Most importantly, it would have put at risk the people who were confidentially helping us. When, after a month, Alpirez still had not been questioned again, we announced on March 10 the suspension of the participation of Guatemalan military personnel in IMET programs conducted in the United States for the remainder of FY 1995. Our announcement of that suspension also contained the considered assessment of the U.S. intelligence community that Bamaca had died in Guatemalan military custody. Mr. Chairman, I do not want to leave this subject without saying again how much we sympathize with Mrs. Devine, Ms. Harbury--with all those who have lost a family member in circumstances such as these. We understand, too, the pain, the frustration, and the anger that they feel when we cannot answer all the questions that torment them. At the same time, we made extraordinary efforts on behalf of Carol Devine and Jennifer Harbury--as we did earlier in the cases of Nicholas Blake, Griffin Davis, and Sister Dianna Ortiz. We acted in good faith throughout, doing our best to help them and to share with them as much information as we could. We have pressed the Guatemalan Government hard on both the Devine and Bamaca cases, and we will continue to do so. Indeed, on instructions of Secretary Christopher, Ambassador McAfee met with President De Leon last night, delivering a personal message from the Secretary underscoring the importance that we attach to seeing justice achieved in these cases. For our part, we are prepared to provide the cooperation and assistance of our Federal Bureau of Investigation. For its part, we believe Guatemala could do much more to find and imprison Captain Contreras. We believe Guatemala has yet to conduct the kind of vigorous, credible inquiry into the Bamaca case that we have consistently called for, and we will stay the course on that issue, too. We will continue to protect U.S. citizens' interests in Guatemala to the best of our ability. We will speak up and remain active in our Guatemalan human rights policy across the board, and we will stay engaged in support of the peace process and the consolidation of what is still a very fragile, imperfect democracy. Enlightened policy demands no less. (###) ARTICLE 7: The Future of NATO and Europe's Changing Security Landscape Richard C. Holbrooke, Assistant Secretary for European and Canadian Affairs Statement before the Subcommittee on Airland Forces of the Senate Armed Services Committee, Washington, DC, April 5, 1995 Mr. Chairman, I would like to thank you for the opportunity to discuss the future of NATO within the context of Europe's changing security landscape. When the Cold War ended--that symbolic midnight moment on December 25, 1991, when the Soviet flag came down over the Kremlin for the last time--it was inevitable that Americans would talk of ending, or sharply reducing, their global commitments--of coming home. A half-century ago, at the end of World War II, the United States faced another time of great change, another time of enormous opportunity and uncertain peril, another time when Americans wanted nothing more than simply to go home. But we soon found that freedom's wartime victory was incomplete and that the post-war period would require continuous and active American engagement to marshal the forces of freedom for a new kind of war--a cold war. Among the challenges that Harry Truman, George Marshall, Dean Acheson, and their Democratic colleagues faced was to build a new post-war order in cooperation with a new Republican Congress. And to the lasting benefit of our nation and the world, they met that challenge. They found allies among Republicans who recalled the consequences of isolationism after World War I--a period that also began with a Democratic President facing new Republican majorities in Congress. They forged a bipartisan consensus based on the Truman Doctrine, the Marshall Plan, the post-war institutions of the West, and sustained American leadership. Now, a half-century later, we have the opportunity--and the responsibility--to marshal the forces of freedom for a new kind of European peace--one that is just and enduring. We have the opportunity--and the obligation--to work with our European partners to extend freedom's victory to all of Europe. It is fair, of course, to ask why it is in the national interest of the United States to continue to play an active role in the restructuring of Europe's security. It is tempting to say, at the end of the Cold War, that we will leave it to the Europeans themselves to work out a new concert of Europe, while we focus on problems at home. We must resist this temptation for a simple reason: our own narrow self-interest. The context for U.S. relations with Europe may have changed, but bedrock American interests in Europe endure: -- A continent free from domination by any power or combination of powers hostile to the United States; -- Prosperous partners open to our ideas, our goods, and our investments; -- A community of shared values, extending across as much of Europe as possible, that can facilitate cooperation with the United States on a growing range of global issues; -- A continent that is not so wracked by strife that it drains inordinate resources from the United States or the rest of the world. These interests require active U.S. engagement in Europe. They point to close cooperation with our European partners. President Clinton's four trips to Europe last year underscored an inescapable fact: The United States has become a European power, an enduring and essential element of a stable balance. Many thought our presence in Europe would no longer be necessary when the Soviet threat ended, but after only a few years--and the disastrous results of our early non- involvement in the Yugoslav tragedy--it is time to recognize that Europe cannot maintain stability on its own. An unstable Europe would still threaten essential national security interests of the United States, and Europe still needs American involvement to keep the continent stable. Our national security requires continued American participation in maintaining European stability and promoting an undivided continent. During the Cold War, Americans played an indispensable role in containing ancient conflicts by creating a framework of cooperative security across the western half of the continent and on its always explosive southeastern Aegean flank. Today, American power and presence remain essential to extend these habits of cooperation across the entire continent, the eastern portion of which seethes still with unresolved historic legacies. To paraphrase Winston Churchill, it is still necessary for "the New World to redress the imbalances of the Old." Local conflicts, internal political and economic instability, and the return of historic grievances have replaced Soviet expansionism as the greatest threat to peace in Europe. Western Europe and the United States must jointly ensure that tolerant democracies become rooted throughout all of Europe and that the seething, angry, unresolved legacies of the past are contained and solved. Europe's diversity and historic rivalries remain a determining aspect of efforts to maintain stability. Maintaining peace in Europe has traditionally depended on a complicated set of structures that balanced often-conflicting interests. Disappearance of Cold War structures has left important parts of Europe without a sense of security provided by a credible framework. This sense of insecurity is related less to the perception of a new threat than it is to the need to generate a climate of confidence in which difficult economic and political reforms can be advanced. In this context, building a new security architecture for Europe means providing a framework to build democracy, market economies, stable societies, and, ultimately, a stable and just peace across the continent. If we are to realize our goal of a peaceful, democratic, prosperous, and undivided Europe, we must work with our European partners to re- establish a sense of overall security. Today, the early euphoria that surrounded the fall of the Berlin Wall and the collapse of the Soviet empire has yielded to a more sober appreciation of the problems--new and old. The tragedy of Bosnia does not diminish the responsibility to build a new comprehensive structure of relationships to form a new security architecture. On the contrary, Bosnia--the greatest collective security failure of the West since the 1930s--only underscores the urgency of that task. Any effort to redesign the new security architecture of Europe must focus first on Central Europe, the seedbed of more turmoil and tragedy in this century than any other area on the continent. The two most destructive wars in human history began from events on its plains, and the Cold War played itself out in its ancient and storied cities, all within the last 80 years. Other historic watersheds also have not treated this area well. First the Treaties of Versailles and Trianon, then the agreements of Yalta and Potsdam, and, finally, the collapse of the Soviet empire--those three benchmark events left throughout Central Europe a legacy of unresolved and often conflicting historical resentments, ambitions, and most dangerous, territorial and ethnic disputes. If any of these malignancies spread--as they have already in parts of the Balkans and the Transcaucasus--general European stability is again at risk. But if there are great problems, there are also great possibilities. For the first time in history, the nations of Central Europe have the chance simultaneously to enjoy stability, freedom, and independence based on another first: the adoption of Western democratic ideals as a common foundation for all of Europe. The emotional, but also practical, lure of the West can be the strongest unifying force Europe has seen in generations, but only if unnecessary delay does not squander the opportunity. The West owes much of its success to the great institutions created in the 1940s and 1950s. These structures offer a usable foundation for a new era. There is no desire and no reason to dismantle these structures. On the contrary, these institutions form the basis for a new security architecture. Each has its own role to play, and each represents a separate pillar of security. The essential challenge is to maintain their coherence, extend their influence, and adapt to new circumstances without diluting their basic functions. If those institutions were to remain closed to new members, they would become less relevant to the problems of the post- Cold War world. It would be a tragedy if, through delay or indecision, the West helped create conditions that brought about the very problems it fears the most. The West must expand to Central Europe as fast as possible in fact as well as in spirit. Western cooperation cannot be seen as a closed undertaking, open only to those who were lucky enough to be on the western side of the Iron Curtain. Such a development would bring a halt to the process of European integration, which is vital for peace in Europe. A truly integrated security architecture cannot be built by extending the largesse of one part of Europe without a commensurate growth in the participation and responsibility of the other part. Integration must be open and organic. The goal must be a functioning community of nations, not a development program from the haves to the have-nots. The United States is ready to lead in the building of this community. The President's comprehensive strategy to build a new interlocking security architecture builds on the success and enduring value of these Western institutions and is based upon enlargement, integration, and inclusion. Its key elements include a gradual, deliberate, and transparent process of NATO enlargement, enhancing the Partnership for Peace--PFP, strengthening the Organization on Security and Cooperation in Europe--OSCE, supporting European integration as embodied in the European Union--EU, and developing the NATO-Russia relationship. Each of these mutually supportive elements is critical to our overall success. NATO and the Partnership for Peace (PFP) The central security pillar of the new architecture is a venerable organization--NATO. NATO remains the anchor of American engagement in Europe and the linchpin of transatlantic security. First and foremost, NATO is the most successful and capable military alliance in history. When the forces of NATO join together, they are highly effective. NATO is a unified force for stability in a fragmented, unstable world. Its members are the cornerstone of the free world. We and our allies cherish peace and freedom, respect human rights, and thrive on free enterprise. If one looks for nations with political objectives and military forces capable of operating successfully with the United States, most are members of NATO. The tried-and-true patterns of military exercises, planning, and collaboration with NATO allies allow the United States to leverage its resources and relieve the U.S. from the unacceptable choice of either having to act alone or do nothing when con- fronted with crises. Without continuing political and military cooperation in NATO, the U.S. and its allies would be hard pressed to build the kind of political coalition and conduct the kind of coalition military operations that were the key to success of Operation Desert Storm. In short, NATO has always been more than a transitory response to a temporary threat. It is a guarantor of European democracy and a force for European stability. NATO provides a proven structure for managing transatlantic relations. It is the accepted vehicle for our involvement in European security. These are the reasons why its mission has endured and why its benefits are so attractive to Europe's new democracies. Only eight months after the fall of the Berlin Wall, and 17 months before the end of the Soviet Union, NATO began a historic transformation that continues today. New goals for the alliance were set forth in NATO's London Summit Declaration of July 1990. NATO declared that it no longer considered Russia an adversary and announced a new program of cooperation with the states of Central and Eastern Europe. Just as importantly, NATO called for a restructuring of its military forces and a reorientation of its strategy. This declaration also established the first ties between NATO and the countries of the then-existent Warsaw Treaty Organization. In June 1991, in Copenhagen, NATO foreign ministers issued a statement on "Partnership with the Countries of Central and Eastern Europe." NATO declared that We do not wish to isolate any country, nor to see a new division of the Continent. Our objective is to help create a Europe whole and free. This objective has guided NATO's policies ever since. It remains the foundation of NATO's current efforts to extend security throughout Europe. In pursuit of this objective, the forces and missions of NATO's integrated military commands have been radically restructured. The former concentrations of heavily armored forces in the center of Europe have been replaced by more lightly armed, mobile, and flexible multinational corps better able to respond to a range of possible security challenges in a different, less stable world. These forces are not directed against any country or group of countries. Their purpose is to defend peace in Europe, either on NATO territory or--pursuant to a mandate from either the UN or the OSCE--in areas of instability or crisis. The concept of containment has disappeared from NATO's strategy. No country, including Russia, is classified as an opponent or an enemy. These points were set forth clearly in the New Strategic Concept which alliance heads of state and government adopted at the Rome summit in November 1991, and they have been enshrined in NATO military planning documents ever since. The New Strategic Concept made clear that crisis management would become an important mission for the alliance in addition to its core purpose of collective defense. At the same Rome summit, alliance leaders created the North Atlantic Cooperation Council and invited Russia and the other states of the former Soviet Union to join. The NACC, as it is known, has proven to be a useful vehicle for political contact and consultations. It began in the immediate aftermath of the Cold War, when levels of trust were still being defined, and has grown progressively more active and effective. As the level of trust has increased, NATO has redoubled its efforts to cooperate with Russia and other states in Central and Eastern Europe, and to build closer, institutional links aimed at promoting common approaches to common problems. At the Brussels summit in January 1994, alliance leaders added even more substance to NATO's new role through adoption of a broad strategy of cooperation with all of Europe. In reaffirming the political course set by the London and Rome summits and the military redirection enshrined in the alliance's new strategic concept, NATO endorsed a series of "initiatives designed to contribute to lasting peace, stability, and well-being in the whole of Europe, which has always been the alliance's fundamental goal." These initiatives included the Partnership for Peace, through which NATO invited members of the NACC, including Russia and other states, to "join us in new political and military efforts to work alongside the alliance." In just one year, the innovative PFP has become an integral part of the European security scene. Contrary to a fairly widespread impression, PFP is not a single organization; rather, it is a series of individual agreements between NATO and, at last count, 25 other countries ranging from Poland to Armenia, including Russia. Each "partner" country creates an individual program to meet its own needs. PFP helps newly democratic states restructure and establish democratic control of their military forces; develop transparency in defense planning and budgetary processes; develop interoperability with alliance forces; better understand collective defense planning; and learn new forms of military doctrine, environmental control, and disaster relief. It provides a framework in which NATO and individual partners can cooperate in crisis management, peacekeeping, and other activities. PFP is already having a significant effect on partner nations. For example, many partners are organizing most if not all of their armed forces around NATO planning concepts. Some are submitting their individual partnership programs to their parliaments for approval--consolidating legislative oversight of military policy for the first time ever in their history. PFP also provides a valuable framework for evaluating the ability of each partner to assume the obligations and commitments of NATO membership--a testing ground for their capabilities. And for those partners that do not become NATO members, the PFP will provide a structure for increasingly close cooperation with NATO--in itself an important building block for European security. The U.S. and its allies have agreed on a robust program of practical cooperation with partner states that builds on PFP's early momentum. Thirteen joint exercises with partners are planned in 1995, including a SACLANT-sponsored event in August at Fort Polk, Louisiana. No issue has been more important, controversial, or misunderstood than that of NATO expansion. NATO heads of state and government at the January 1994 summit decided the alliance would eventually expand. This decision was reaffirmed last June by President Clinton during one of his European visits, when he stated that the question was no longer whether NATO would expand but how and when.NATO has embarked on a two-phase program for 1995. During the first part of this year, NATO is determining, through an internal discussion, the rationale and process for expanding the new, post-Cold War NATO. Then, in the months prior to the December 1995 ministerial meeting, NATO's views on these two issues-- "why" and "how"--will be presented individually to PFP members. This will mark the first time detailed discussions on this subject have taken place outside the alliance. Then the ministers will meet again in Brussels in December and review the results of the discussions with the partners before deciding how to proceed. Several key points should be stressed. First, NATO expansion must strengthen security in the entire region, including nations that are not members. Second, the rationale and process for NATO's expansion, once decided, will be transparent, not secret. All partners will have the opportunity to hear exactly the same presentation from NATO later this year. Third, there is no timetable or list of nations that will be invited to join NATO. The answers to the critical questions of who and when will emerge after completion of this phase of the process. Fourth, each nation will be considered individually, not as part of some grouping. Fifth, the decisions as to who joins NATO and when will be made exclusively by the alliance. No outside nation will exercise a veto. Sixth, although criteria for membership have not been determined, certain fundamental precepts reflected in the original Washington Treaty remain as valid as they were in 1949; new members must be democratic, have market economies, be committed to responsible security policies, and be able to contribute to the alliance. As President Clinton has stated, Countries with repressive political systems, countries with designs on their neighbors, countries with militaries unchecked by civilian control or with closed economic systems need not apply. Seventh, all members, regardless of size, strength, or location should be full members of the alliance, with equal rights and obligations. Eighth, new members will be expected to pay their share of NATO's common budgets, be prepared to contribute to alliance missions, and have capable military forces to do so. Ninth, new members will be expected to commit themselves to the political aspect of NATO's unity--the commitment to building consensus and cooperating in the development of alliance policies. Lastly, it should be remembered that each new NATO member constitutes for the United States the most solemn of all commitments: a bilateral defense treaty that extends the U.S. security umbrella to a new nation. This requires ratification by two-thirds of the U.S. Senate, a point that advocates of immediate expansion often overlook. In this context, let me briefly state why this Administration, while leading the alliance on the issue of NATO expansion, opposes the approach taken by the House of Representatives in H.R. 7 and the "NATO Participation Act Amendments of 1995," now pending before the Senate. We believe these bills would result in the opposite effect of that intended by many of its sponsors. They could alter the steady course we and our allies have set toward expansion and could actually slow down the process. The legislation could complicate the expansion process by needlessly generating disagreements with our allies. It also violates one of the fundamental principles guiding the expansion process, i.e., that each nation will be considered individually on its own merits. We must be very careful about unilaterally and prematurely trying to choose certain countries for NATO membership over others or to set specific guarantees. The Washington Treaty is not a paper guarantee. New members have to be in a position to undertake the solemn obligations and responsibilities of membership, just as we will extend our solemn commitments to them. Our gradual, deliberate, and transparent approach to NATO enlargement is designed to ensure that each potential member is judged fairly and individually, by the strength of its democratic institutions and its capacity to contribute to NATO's goals. By following this approach, we give every new democracy a powerful incentive to consolidate reform. Arbitrarily locking into law advantages for certain countries would discourage reformers in countries not named and encourage complacency in countries that are. Indeed, the effect of these measures before Congress could be to encourage the very instabilities and imbalances we seek to avoid. The Senate bill also does not acknowledge the key role played by PFP in increasing defense cooperation with partner countries and, thus, helping to prepare them for eventual NATO membership. The view shared by this Administration and each of its allies is that in the process of expanding NATO, we should not draw new lines in Europe but should reach out to all countries emerging from communism. We must remember that the decision on expansion is not to be made by the United States alone but by the allies collectively. The U.S. should not prejudge issues that ultimately will be subject to consensus among NATO's 16 members and ratified by legislatures in those countries. We also do not believe that "observer status" in the North Atlantic Council, as provided in the Senate bill, is desirable given the highly sensitive nature of discussions, including on the subject of NATO expansion. Both PFP and NACC provide ample opportunity for NATO's partners to participate in appropriate meetings and other activities. While we also attach high priority to improving the English- language skills of partner defense forces, as reflected in our FY 1996 International Military Education and Training Program--IMET--and Partnership for Peace program requests, we oppose the specific IMET earmarks in the bill. As a general proposition, we think the bill gives the President insufficient flexibility to meet shifting demands. We would much prefer a bill that provides what the President "may" do, as opposed to what he "shall" do. Finally, we are concerned about the reporting requirements in the bill. They would place the President in the untenable position of having to make a public and unilateral evaluation of a country's suitability for NATO membership. This could generate disagreements with our allies and further complicate the expansion process. We hope that Congress will make the necessary changes in the proposed legislation. Congress and the Administration share the same goal with respect to NATO expansion. Working together, without unnecessary legislative constraints, we will reach that goal more quickly. Fortifying the European pillar of the alliance contributes further to European stability and to transatlantic burden- sharing. It improves our collective capacity to act. It means establishing a new premise of collective defense: The United States should not be the only NATO member that can protect vital common interests outside of Europe. For these reasons, the United States promoted the concept of the Combined Joint Task Force--CJTF. CJTF offers a practical vehicle for making NATO assets and capabilities available to our European allies, should the alliance as a whole, including the U.S., decide not to participate. It is based on the notion that Europe's emerging defense identity should be separable but not separate from NATO. CJTF can become an important vehicle for the United States to develop more effective sharing of military burdens with its European allies. NATO will still have the right of first refusal to deal with crises that do not automatically invoke Article 5 of the Washington Treaty, but if the alliance as a whole chooses not to act, smaller coalitions of willing members can draw on NATO assets to deal with such crises. CJTF also provides a means to accommodate participation of forces from non-NATO allies, including members of the PFP. NATO expansion cannot occur in a vacuum. If it did, it would encourage the very imbalances and instabilities it was seeking to avoid. In addition to NATO and PFP, the new architecture involves both the EU, other arrangements such as the Organization for Security and Cooperation in Europe-- OSCE, and a parallel track developing a pragmatic partnership with Russia. The European Union For more than 40 years, both Democratic and Republican Administrations have supported peaceful European integration. The European Union has become a vital partner in trade, diplomacy, and security. Close partnership between the United States and the European Union is essential to our common agenda of democratic renewal. This Administration has strongly supported the European Union's efforts at European integration. Although the European Union is usually viewed as a political and economic entity, it is an essential pillar of European security. The integration of western European nations on the basis of democracy and free market economics has virtually transcended old territorial disputes, irredentist claims, social cleavages, and ethnic grievances that tore apart European societies in earlier eras. Throughout its history, the Union has strengthened the democratic impulse of a wider Europe. The extension of the Union eastward will be immensely important both politically and economically. It will integrate and stabilize the two halves of Cold War Europe. Expansion of NATO and the EU will not proceed at exactly the same pace. Their memberships are not and will not be identical, but the two organizations are clearly mutually supportive. Expansion of both is equally necessary for a stable Europe. The Organization for Security and Cooperation in Europe (OSCE) Both EU and NATO expansion are proceeding within the broad context of a new European security architecture. Neither is being pursued in isolation. Integration of Central Europe and the nations of the former Soviet Union into the OECD, the GATT and its successor, the World Trade Organization, and such institutions as the Council of Europe all complement and support the gradual expansion of NATO and the EU. But neither NATO nor the EU can be everything to everybody, and the other organizations mentioned above are focused on narrower issues. This points to the need in the new European architectural concept for a larger and looser region-wide organization that can deal with a variety of challenges which neither NATO nor the EU is suited to address. Fortunately, the core for such a structure has existed for some years--the Conference on Security and Cooperation in Europe. Its broad structure of human rights commitments, consultations, and efforts at cooperative or preventive diplomacy had begun to fill a niche in the new Europe. But it was clear by the middle of last year that CSCE, while offering intriguing possibilities, was wholly inadequate to the opportunities or the challenge. Under the leadership of the United States, a significant evolution of this organization, including a new name, was started in December at the Budapest CSCE summit. Where NATO and the EU begin with the assumption that their members share common goals, the Organization on Security and Cooperation in Europe, or OSCE, as it was renamed, presumes that many of its participants disagree on how its standards are to be implemented. The OSCE takes such disagreement as a given and then works to find common ground. Security in Europe today means solving conflicts--many of them centuries old--before they escalate as Bosnia has. This is why we have strengthened OSCE mechanisms, are making vigorous use of its norms, ensuring full implementation of its commitments, and increasing political and material support for its conflict prevention activities. At the Budapest summit, a comprehensive framework for the future of conventional arms control was developed; uniform non- proliferation principles were established among 52 nations; greater political and material support was pledged for support for the High Commissioner on National Minorities, the Preventive Diplomacy Missions, and the Office for Democratic Institutions and Human Rights; and Russia and the OSCE, as a whole, agreed to merge negotiating efforts on the difficult issue of Nagorno-Karabakh and provide peacekeepers there once a political agreement is reached--all important steps on OSCE's path to becoming a more meaningful organization with greater capabilities, operating without regard to old Cold War dividing lines. These decisions complement our efforts at NATO and the efforts of the European Union to pursue cooperative, integrated security structures for Europe. But they do not make OSCE a substitute for NATO or the EU. In no way can OSCE be made superior to NATO. Because the functions, as well as the structures of OSCE and NATO are entirely different--and shall remain so--OSCE will not become the umbrella organization for European security, nor will it oversee the work of the NATO alliance. But we must develop new methods to identify and deal with future potential Bosnias by addressing at an early stage the causes of conflict. The OSCE must prove its worth in this area, as the CSCE did in spreading democratic values and legitimizing human rights. More must be done. A Pragmatic Policy of Engagement With Russia and the NIS This brings me to another essential pillar of the new security architecture: relations with Russia. If the West is to create an enduring and stable security framework for Europe, it must solve the most enduring strategic problem of Europe and integrate the nations of the former Soviet Union, especially Russia, into a stable European security system. Since his first day in office, President Clinton has pursued a pragmatic policy of engagement with Russia and the other New Independent States as the best investment we can make in our nations's security and prosperity. As Secretary Christopher said last week, Our approach is to cooperate where our interests coincide, and to manage our differences constructively and candidly where they do not. We support reform because, in the long run, its success benefits not only the people of the region but the American people as well. The U.S. objective remains a healthy Russia--a democratic Russia pursuing reform, respecting the rights of its citizens, and observing international norms. This is why the events in Chechnya are so disturbing. Chechnya is a setback in the evolution of the Russian Federation into a stable, democratic, multi-ethnic state. But as President Clinton stated in January, as Russia undergoes a historic, painful transformation, it would be a mistake to react reflexively to each of the ups and downs that it is bound to experience, perhaps, for decades to come. If the forces of reform are embattled, the United States must reinforce, not retreat from, its support for them. Enhancement of stability in Central Europe is a mutual interest of Russia and the United States. NATO, which poses no threat to Russian security, seeks a direct and open relationship with Russia that both recognizes Russia's special position and stature and reinforces the integrity of the other New Independent States of the former Soviet Union. It is in our interest for the NATO-Russia relationship to develop in parallel wi